Research Ideas and Outcomes :
Grant Proposal
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Corresponding author: Tony Ross-Hellauer (tross@know-center.at)
Received: 07 Dec 2022 | Published: 08 Dec 2022
© 2022 Tony Ross-Hellauer, Thomas Klebel, Alexandra Bannach-Brown, Serge P.J.M. Horbach, Hajira Jabeen, Natalia Manola, Teodor Metodiev, Haris Papageorgiou, Martin Reczko, Susanna-Assunta Sansone, Jesper Schneider, Joeri Tijdink, Thanasis Vergoulis
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Ross-Hellauer T, Klebel T, Bannach-Brown A, Horbach SP, Jabeen H, Manola N, Metodiev T, Papageorgiou H, Reczko M, Sansone S-A, Schneider J, Tijdink J, Vergoulis T (2022) TIER2: enhancing Trust, Integrity and Efficiency in Research through next-level Reproducibility. Research Ideas and Outcomes 8: e98457. https://doi.org/10.3897/rio.8.e98457
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Lack of reproducibility of research results has become a major theme in recent years. As we emerge from the COVID-19 pandemic, economic pressures and exposed consequences of lack of societal trust in science make addressing reproducibility of urgent importance. TIER2 is a new international project funded by the European Commission under their Horizon Europe programme. Covering three broad research areas (social, life and computer sciences) and two cross-disciplinary stakeholder groups (research publishers and funders) to systematically investigate reproducibility across contexts, TIER2 will significantly boost knowledge on reproducibility, create tools, engage communities, implement interventions and policy across different contexts to increase re-use and overall quality of research results in the European Research Area and global R&I, and consequently increase trust, integrity and efficiency in research.
Open Science, Reproducibility, Research quality, Epistemic diversity, Tools and practices, Policy intervention, EOSC, Reproducibility Networks, Community engagement
Detailed list of all paricipants is available in Table
No.* |
Participant organisation name |
Principal investigator |
Co. |
1 (Coordinator) |
Know-Center GmbH Research Center for Data-Driven Business & Big Data Analytics (KNOW) |
Tony Ross-Hellauer (m) |
AT |
2 |
Athena - Athena Research & Innovation Center In Information Communication & Knowledge Technologies (ARC) |
Thanasis Vergoulis (m) |
GR |
3 |
Stichting VUmc (VUmc) |
Joeri Tijdink (m) |
NL |
4 |
Aarhus Universitet (AU) |
Jesper Schneider (m) |
DK |
5 |
Pensoft Publishing (PENSOFT) |
Lyubomir Penev (m) |
BG |
6 |
GESIS-Leibniz-Institut Für Sozialwissenschaften EV (GESIS) |
Hajira Jabeen (f) |
DE |
7 |
OpenAIRE AMKE (OpenAIRE) |
Natalia Manola (f) |
GR |
8 |
Charite - Universitätsmedizin Berlin (Charite) |
Alexandra Bannach-Brown (f) |
DE |
9 |
The Chancellor Masters & Scholars of The University of Oxford (UOXF) (Associated Partner) |
Susanna-Assunta Sansone (f) |
UK |
10 |
Biomedical Sciences Research Center Alexander Fleming (FLEMING) |
Martin Reczko (m) |
GR |
TIER2 is a new project funded by the European Commission under their Horizon Europe programme (call HORIZON-WIDERA-2022-ERA-01-41 - Increasing the reproducibility of scientific results*
Lack of reproducibility of research results has become a major theme in recent years. As we emerge from the COVID-19 pandemic, economic pressures (increasing scrutiny of research funding) and exposed consequences of lack of societal trust in science make addressing reproducibility of urgent importance. TIER2 does so by selecting 3 broad research areas (social, life and computer sciences) and 2 cross-disciplinary stakeholder groups (research publishers and funders) to systematically investigate reproducibility across contexts. The project starts by thoroughly examining the epistemological, social and technical factors (epistemic diversity) which shape the meanings and implications of reproducibility across contexts. Next, we build a state-of-the-art evidence-base on existing reproducibility interventions, tools and practices, identifying key knowledge gaps. Then TIER2 will use (co-creation) techniques of scenario-planning, backcasting and user-centred design to select, prioritise, design/adapt and implement new tools/practices to enhance reproducibility across contexts. Alignment activities ensure tools are EOSC-interoperable, & capacity-building actions with communities (i.e., Reproducibility Networks) will facilitate awareness, skills and community-uptake. Systematic assessment of the efficacy of interventions across contexts will synthesise knowledge on reproducibility gains and savings. A final roadmap for future reproducibility, including policy recommendations is co-created with stakeholders. Thus, TIER2 will significantly boost knowledge on reproducibility, create tools, engage communities, implement interventions and policy across different contexts to increase re-use and overall quality of research results in the European Research Area and global R&I, and consequently increase trust, integrity and efficiency in research.
We here present the TIER2 project “Description of Action”, which programmatically guides project activities. This text represents our initial project proposal as submitted to the EC, with only slight modifications (e.g., streamlining and clarification of some deliverables and milestones, removal of some administrative information for readability).
As TIER2’s success will depend on community engagement we make this information public not only as part of our commitment to principles of open and reproducible research, but also to inform the community of our plans and invite interested parties to get involved.
This section describes: (a) the rationale and objectives of TIER2, including how the project aims to go beyond the state-of-the-art (subsection 1.1), and (b) our overall methodology for the project (subsection 1.2).
The European Research Area (ERA) is an ambitious effort to create a “single, borderless market for research, innovation and technology across the EU”. Launched in 2000 and “revitalised” in 2018, the current ERA Policy Agenda sets out 20 concrete actions for 2022-2024, including to “Enable Open Science, including through the European Open Science Cloud (EOSC),” “Upgrade EU guidance for a better knowledge valorisation”, “Strengthen research infrastructures” and “Build-up research and innovation ecosystems to improve excellence”. Enabling increased reproducibility*
Reproducibility is often claimed as a central principle of the scientific method (
As the world emerges from the COVID-19 pandemic, economic pressures (and hence increased scrutiny of research funding) and the exposed consequences of lack of societal trust in science make addressing such issues of urgent importance. Doing so will reduce inefficiencies, avoid repetition, maximise return on investment, prevent mistakes, and speed innovation to bring trust, integrity and efficiency to the ERA and global Research and Innovation (R&I) system in general. To set the scale of potential savings, according to
Increasing reproducibility is a multifaceted challenge, however. At the practical level, there is an urgent need for capacity-building to improve infrastructure/services, skills, communities, incentives and policies to enable and encourage reproducibility-maximising practices. At the theoretical level, moreover, three key information gaps currently hinder progress:
An influential EC scoping report Reproducibility of scientific results in the EU (
TIER2 will centre epistemic diversity by selecting three broad research areas (social, life and computer sciences) and two cross-disciplinary stakeholder groups (research publishers and funders) to systematically investigate reproducibility across contexts. In tandem with curated co-creation communities of these groups, we will design, implement and assess systematic interventions addressing key levers of change (tools, skills, communities, incentives, and polices). The project will start by thoroughly examining the epistemological, social and technical factors (epistemic diversity) which shape the meanings and implications of reproducibility across contexts (epistemic contexts). Next, we will build a state-of-the-art evidence-base on extent and efficacy of existing reproducibility interventions and practices, as well as an inventory of relevant tools, identifying key gaps in current knowledge. Then TIER2 will use (co-creation) techniques of scenario-planning, backcasting and user-centred design to select, prioritise, design/adapt and implement new tools to enhance reproducibility across contexts. Alignment activities will ensure tools are EOSC-interoperable, and capacity-building actions with communities (i.e., Reproducibility Networks) will facilitate awareness, skills and community-uptake. Systematic assessment of the efficacy of interventions across contexts will enable a synthesis of knowledge regarding reproducibility gains and savings. This will inform a final roadmap for future reproducibility, including policy recommendations co-created by stakeholders. Through these activities, TIER2 will significantly boost knowledge on reproducibility, create tools, engage communities, implement interventions and policy across different contexts to increase re-use and overall quality of research results in the ERA and beyond, and consequently increase trust, integrity and efficiency in research.
TIER2's core objectives, along with their relative key activities and forseen results, are outlined in Table
Objective 1 - CONCEPTUALISE: Create the conceptual & evidential framework for the project |
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Key activities |
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Key results |
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Relation to call |
“Creating an open knowledge base of results, methodologies & interventions on the drivers and consequences of reproducibility for the R&I system; and to fill the main gaps in such knowledge” |
Objective 2 – DESIGN: Co-create interventions for improved reproducibility across contexts |
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Key activities |
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Key results |
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Relation to call |
“[F]ill the main gaps in … knowledge”; “Find … solutions and best-practices to increase the reproducibility of research, including through the more systematic integration of sex and gender as variables” |
Objective 3 – IMPLEMENT: Drive change through community-driven stakeholder development & piloting of new interventions & tools for reproducibility |
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Key activities |
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Key results |
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Relation to call |
“Develop, validate, pilot and deploy practices and practical tools for funders, publishers and scientists”; “fill the main gaps in … knowledge”; “experiment and mainstream concrete solutions and best-practices to increase the reproducibility of research” |
Objective 4 – ASSESS: Synthesise findings from across the project using impact pathway logics & econometric analysis to validate the framework |
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Key activities |
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Key results |
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Relation to call |
“Determine how increased reproducibility generates gains and savings in the R&I process and improve overall performance - alongside the demonstrated positive effects on their quality, integrity and trust-worthiness” |
Objective 5 – RECOMMEND/REFLECT: Co-create a cohesive roadmap for future developments |
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Key activities |
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Key results |
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Relation to call |
“Assist further policy development, based on scoping work by the Commission. While solutions should be applicable to Europe, attention should be paid to reproducibility in global science.”; “It is expected that the funded action(s) will adhere to best practices in open science and reproducibility (e.g., re-use existing results, fully document the research process), and provide a final reflection based on their own experience at the forefront of reproducibility” |
Objective 6 – NETWORK/EMPOWER: Equip researchers, funders, publishers & others with the skills, connections & resources to exploit state-of-the-art guidance, tools & services |
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Key activities |
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Key results |
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Relation to call |
“Creating an open knowledge base of results, methodologies and interventions on the drivers and consequences of reproducibility for the R&I system; and to fill the main gaps in such knowledge”; “promote uptake, greater collaboration, and increased alignment of the activities of stakeholders - scientific and technical communities, publishers and funders among others - to increase reproducibility” |
The ambition of TIER2 is to increase trust, integrity, & efficiency in research through next-level reproducibility tools, practices & policies across diverse epistemic contexts. We will achieve this by:
Thereby, TIER2 will enhance reproducibility beyond the state-of-the-art in diverse ways:
Reproducibility Hub (incl. checklists) |
TRL* |
Lead: VUmc |
Training, skills and information resource for researchers, publishers and funders. Building on: Embassy of Good Science (VUmc/TRL 9) |
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Reproducibility Management Plan tool |
TRL (start/end): 2 to 5 |
Lead: OpenAIRE |
New concept to extend Data Management Plans to enable reproducible research. Building on: Argos DMP Tool (OpenAIRE/TRL 8), ROAL (ARC/TRL5), FAIRsharing (UOXF/TRL9), ResearchGraph (OpenAIRE/TRL9) |
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Reproducible research workflow tools |
TRL (start/end): 6 to 8 |
Lead: ARC |
Containerised workflows to facilitate reproducibility and data/code reuse in social (lead: GESIS), life (lead: UOXF), and computer sciences (lead: ARC). Building on: SCHeMa (ARC, FLEMING/TRL8), Methods Hub (GESIS/TRL3), FAIRsharing, ROAL, OpenAIRE ResearchGraph |
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Data/code review workflow |
TRL (start/end): 5 to 8 |
Lead: KNOW |
Streamlined publisher workflows for review of data/code to facilitate publishing checks in soc, life and comp sci. Building on: F1000 platform (F1000/TRL9), CODECHECK (TRL3), SCHeMa, ROAL, OpenAIRE ResearchGraph |
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Standards for threaded publications |
TRL (start/end): 3 to 7 |
Lead: KNOW |
New common standards and best practice guidelines for to enable links between connected research outputs - and associated meta-data descriptors (e.g., Grant information; author and contributor details). Building on: F1000 platform, OpenAIRE ResearchGraph, FAIRsharing, Docmaps (KNOW/TRL6) |
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Funder Reproducibility Plan instrument |
TRL (start/end): 0 to 9 |
Lead: KNOW |
New tool to assist funders create a holistic plan to increase reproducibility of their results. Building on: RiPP (AU, VUmc/TRL8) |
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Reproducibility monitoring dashboard |
TRL (start/end): 4 to 7 |
Lead: ARC |
Dashboard for funders to check levels of FAIRness and re-use of research objects from funded research. Building on: ROAL, FAIRsharing, Argos, OpenAIRE ResearchGraph |
Here, we present the overall methodology for TIER2, including key concepts, methodologies and project open and reproducible research practices.
In 2020 the EC commissioned a major review “Assessing the reproducibility of research results in EU Framework Programmes”.*
Building upon these findings, TIER2 proposes a programme of activities based on four key principles. We believe the reproducibility agenda must enter a new phase. If phase one is typified by the “crisis narrative”, narrow focus on specific fields, and piecemeal initiatives with limited alignment of strategic action across stakeholders and elements of research, phase two (TIER2) must be founded in the following:
Crucial concepts for TIER2’s approach to implementing these principles are the concepts of key impact pathways, epistemic diversity and our case-study approach.
1.2.1.1 Key impact pathways
TIER2 will bring together theory and evidence to design a framework that defines gaps and prioritises new approaches, based upon the Key Impact Pathways (KIPs) methodology currently being operationalised to monitor R&I impact in Horizon Europe, and that TIER2 partners KNOW and ARC will employ in the “PathOS: Open Science Impact Pathways” project commencing Sept 2022.*
Impact pathway methods are grounded in theory-based approaches (
Charting the impact pathways requires that we describe the sequence of input-output-outcome-impact relations that show non-linear linkages and the steps from resources to more long-term impacts. It also entails developing narratives describing causal chains, including the effects of possible enabling factors and barriers. Starting from the key inputs of factors in research culture change, for each of our target domains (comp, life, soc sci), we will trace and prioritise the activities required to produce desired outputs, outcomes and impacts. From the description of the rationales and mechanisms linking the elements of reproducibility impact pathways across epistemic contexts, Fig.
1.2.1.2 Epistemic diversity
Reproducibility impact pathways will vary greatly due to epistemic diversity. Although, as already stated, concerns regarding reproducibility have been most vocally stated from a relatively narrow range of disciplines, they are increasingly addressed in other areas as well (
Reproducibility is not only affected by epistemic and methodological factors, however.
1.2.1.3 Case-study approach
Acknowledging that there is substantial epistemic diversity across research fields, with the need to better understand the relevance, meanings and implications of reproducibility across them, TIER2 hence proposes a comparative methodology which looks at reproducibility across such contexts with as much breadth and depth as possible (given the resources). We hence select three broad research domains (social sciences, life sciences, and computer sciences) for research(er) contexts, as well as two contexts which cut across disciplines (publishers and funders). The Horizon Dashboard indicates that our target domains (computer, life, social sciences) accounted for well over half of H2020 funding. Each of these broad communities is at different stages of recognition of reproducibility as a theme, and face different issues. Analysing them comparatively will enable greater understanding of such variation. We next outline the key issues facing each of these groups to contextualise TIER2’s priorities and methods outlined later (Table
Case 1: Reproducibility issues in social sciences |
Social sciences can be conceptualised as a very heterogeneous field, encompassing diverse epistemological and methodological approaches, working with various kinds of data including opinion polls, voting records, surveys, self-reported perceptions, behaviours, beliefs or attitudes, social network data, government statistics and indices, GIS data measuring human activity, and various forms of qualitative data, such as interview transcripts, field notes, and observational protocols. Reflecting this diversity, recognition of reproducibility as an issue greatly varies. While parts of psychology have been a dominant part of the ‘reproducibility crisis’ discussion since the start ( |
Case 2: Reproducibility issues in life sciences |
Life science is a very heterogeneous field with a number of disciplines, study and technology types. The data community in biology and medicine, however, is probably the most active one in creating data and metadata standards to support the reuse (including reproducibility) and sharing of the information, supported by strong international data mandates (e.g., 1996 Bermuda for genomics data, 2009 Toronto agreement for omics/clinical data). Much of the understanding of scientific transparency stems from the experience in bioinformatics, where the focus has been on information (incl. datasets, code, models and software) that is harmonised with respect to structure, format and annotation. Nowadays there are over 900 standards in the life sciences. Since the early 2000s grass-roots initiatives and standards organisation have worked to create:
Standardisation to enable FAIR data, which underpins reproducibility, is at the core of ELIXIR (European Life Sciences infrastructure), and part of its Interoperability Platform activities ( |
Case 3: Reproducibility issues in computer science |
Computer science research involves a large degree of determinism (high precision of goals, high dependence on statistics, total control on environment). In experimental work, high specification (far higher than in lab or other types of experimental research) of methods is theoretically possible since each computational action is logged ( |
Case 4: Reproducibility issues in research publishing |
In line with growing concerns about the quality and credibility of research and publishing processes, ensuring the reliability of published research has become increasingly important to publishers and journal editors over the past decade. Several approaches to incentivise or improve the reproducibility of the published record have been proposed. These include both pre- and post-submission measures, such as journal reporting guidelines, improved peer review practices and data availability requirements. However, recent studies have shown that, while improving, the number of journals explicitly demanding or enabling data sharing practices is still limited ( |
Case 5: Reproducibility issues in research funding |
Research funders have similar motivations to journal editors. Where research is open and reproducible research, it helps maximise potential impact and return on investment (ROI). Funders of scientific research are well positioned to guide scientific discoveries by enabling and incentivising the most rigorous and transparent methods. There are numerous recommendations on how funders should act in order to increase reproducibility ( |
The TIER2 overall methodology, following six stages according to our stated objectives, is illustrated in Fig.
1.2.2.1 Methods for Objective 1: CONCEPTUALISE (conceptual/evidential framework)
Realised through WP3:
Our first major task within TIER2 will be to consolidate knowledge to date relating to reproducibility across epistemic contexts. Using desk research and three online focus-groups with co-creation communities, we will map out factors influencing epistemic diversity across our case-study domains (life, social and computer sciences). Systematically elucidating pertinent epistemic and methodological factors for reproducibility across these contexts will provide the initial theoretical framework for TIER2. The output will be a scoping report centred around a matrix that maps different epistemological aims and methods to various dimensions of ‘reproducibility’, as well as pertinent framework conditions (e.g., political, ethical, social, legal) that may affect the uptake of reproducibility practices. This framework will enable analyses of diverse conceptions, roles and barriers of reproducibility and permits identification of relevant and targeted tools, irrespective of fields.
Next, we will use a PRISMA-SCR ‘Scoping Review’ methodology to scope literature to date to answer the question: “What tools and practices are suggested to improve reproducibility across these epistemic contexts, and what evidence exists regarding their efficacy?”. We will systematically search for key terms across academic databases (e.g., Scopus, Web of Science, OpenALEX, OpenAIRE) as well for grey literature including policy reports (via Overton.io) and searches of stakeholder/project websites and funder databases of outputs (e.g., EC CORDIS). Methods will be pre-registered in advance (via Open Science Framework), including search protocols and data-charting strategies. In addition to evidence on efficacy of reproducibility interventions, we will also compile an exhaustive list of tools and practices, classified according to the elements of research lifecycle and epistemic contexts to which they pertain. Finally, we will collect and visualise key reporting standards and best practices in use within the EOSC science clusters relevant to our case-study domains, especially EOSC-Life (life sci) and SSHOC (soc sci).
These strands will be synthesised using the in a Deliverable report “D1.1 Reproducibility Impact Pathways: State-of-play on methods, tools, practices to increase reproducibility across diverse epistemic contexts”, which uses the Key Impact Pathways approached outlined above to identify key areas for intervention and tools/practices upon which to build in the project. Synthesising and presenting current knowledge in this way will create a centralised resource which enables all stakeholders (including project partners) to orient themselves easily to the state-of-the-art. In addition to providing the general theoretical and evidential basis for assessing gains/savings of reproducibility in the project, this content will also be used within the Reproducibility Hub (knowledge resource created in WP2) and the Researcher Reproducibility Checklist and Reproducibility Management Plan development activities (WP5).
1.2.2.2 Methods for Objective 2: DESIGN (co-creation of interventions)
Realised through WPs 2, 4:
Co-creation, defined as “a transparent process of value creation in ongoing, productive collaboration with, and supported by all relevant parties, with end-users playing a central role" (
For the design phase, TIER2 will build on partner experience in successful co-creative methodologies in the SOPs4RI and ON-MERRIT projects to conduct five (co-creative) online scenario workshops with relevant stakeholders (8-10 stakeholders per workshop). In these workshops, we will work with stakeholders to:
With these results, we can determine what contexts need more co-creation design in order to better equip researchers, funders and publishers with tools that promote reproducibility. Field notes and transcribed recordings will be used to create draft reports of the outcomes of each workshop, which will then be shared with participants for their further feedback. These priorities will then be carried forward to the use-case definition and design phase. Here, working closely with the developers from WP5, stakeholders will be engaged to define central use-cases for the envisioned tools/practices to be developed. For each case, a “design thinking” canvas-approach based on the JISC innovation canvas tool*
TRL: 9 |
Partner: OpenAIRE |
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Argos is an open, extensible, and configurable machine-actionable tool developed to facilitate Research Data Management activities concerning the implementation of Data Management Plans (DMPs). |
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TRL: 9 |
Partner: VUmc |
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The Embassy is a wiki-based platform for the research community to share experiences and insights about research integrity and ethics, continuously contributing to the development of good science. |
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TRL: 9 |
Partner: UOXF |
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FAIRsharing is a curated registry, tool and service for data and metadata standards, inter-related to repositories and data policies. It hosts 1600 standards, 1900 databases, and 160 policies. |
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TRL: 9 |
Partner: GESIS |
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da|ra is a DOI registration service in Germany for social science and economic data, in cooperation with DataCite. It has more than 699k DOI registrations, and ~4m DOI resolutions per year. |
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TRL: 7 |
Partner: GESIS |
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gesisDataSearch enables searching for research datasets based on a periodically crawled index. It has more than 100,000 Datasets with approximately 600 new users per month. |
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TRL: 9 |
Partner: GESIS |
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Integrated search across different Social Science data collections at GESIS. It has 6,500 datasets, 13,000 survey variables, 400 measure instruments, and 107,000 publications. |
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MethodHub* |
TRL: 2 |
Partner: GESIS |
MethodHub builds on containerisation technologies and digital lab notebooks to facilitate social science data analysis and its reproducibility, to find, learn, and experiment with computational methods. |
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TRL: 9 |
Partner: OpenAIRE |
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OpenAIRE Research Graph aggregates research data properties (metadata, links) for funders, organisations, researchers, research communities and publishers to interlink information. |
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ROAL* |
TRL: 5 |
Partner: ARC |
ROAL (ReprOducibility Assessment tooLkit) streamlines assessment of reproducibility by automating the identification of datasets, their classification in terms of re-use, and the extraction of metadata. |
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TRL: 8 |
Partner: ARC |
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SCHeMa facilitates reproducibility of computational experiments on heterogeneous clusters, exploiting containerization, experiment packaging, workflow description languages, and Jupyter notebooks. |
1.2.2.3 Methods for Objective 3: IMPLEMENT (community-driven development & piloting)
Realised through WPs 2, 4, 5:
In the tool development activities in WP5, we will use an agile early/rapid prototyping methodology with short development cycles (release early/often), ensure constant evaluation from domain experts, regular cycles of user-feedback, flexible experimentation with various ideas and directions, and increased collaborative activities. Design sketches and static mock-ups will be produced rapidly to test new concepts and receive critical feedback. Working prototypes with limited functionality (e.g., baseline algorithms, smaller data) will be rapidly developed to convey a more realistic impression of their operation. After feedback, the prototypes will be iteratively improved, until the design is gradually finalised, and the underlying algorithms are configured, customised and optimised. In their development, all tools will aim to be optimised for integration into the European Open Science Cloud, building especially on our existing EOSC links to enrich EOSC’s range of value-added services to increase reproducibility and reuse. These tools will then be piloted in WP4 (Tasks 4.3, 4.4). Table
TIER2 Provisional list of TIER2 pilot activities (to be refined/adapted in line with co-creation methods).
Pilot 1. Reproducibility Checklist (for researchers in social, life, computer sciences) [lead: KNOW] |
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Aim: To customise & evaluate the Reproducibility Checklist created in T5.1.1 for researchers across case-study domains. Activities: Conduct user-testing & surveys for the use, refinement, & enrichment of the Reproducibility Checklist by stakeholders in
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Instruments: Various metadata standards for disciplines & digital objects via FAIRsharing; tool inventory (T3.2) & advice on skills (T2.2) included in the Reproducibility Hub (WP3); GESIS MethodsHub, da|ra |
Expected outcomes: Detailed user-testing & feedback (survey) from stakeholders; Production-level Reproducibility Checklist tool, available via Reproducibility Hub and connected to FAIRsharing; Reproducibility Checklist registered in FAIRsharing, as a new ‘reporting guideline’, and DOI assigned. KPIs: At least 24 participants in the surveys; At least TRL8 for the Reproducibility Checklist tool |
Pilot 2. Reproducibility management plans (RMPs) (for researchers in social, life, computer sciences, & funders) [lead: OpenAIRE] |
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Aim: Customise & evaluate prototype “Reproducibility Management Plan” functionalities in case-study domains. Activities: User-testing/surveys for definition, core functionalities & initial prototyping of RMP tool amongst:
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Instruments: Argos DMP tool (see T5.1.2 & 5.1.3); PENSOFT publishing platforms; FAIRsharing; GESIS MethodsHub, Go-inter |
Expected outcomes: Core RMP functionalities pilot tested KPIs: At least 15 HE projects in soc, life, comp sci participating in the tests; Min 3 funders pilot test; At least TRL5 for the RMP tool |
Pilot 3. Reproducible workflows (for researchers in social, life, computer sciences) [lead: ARC] |
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Aim: Customise & evaluate tools/practices for reproducible workflows in 3 epistemic contexts. Activities: (1) Adapt & extend SCHeMa protocol to further facilitate data/code reproducibility in life sci (e.g., scRNA-seq analysis workflow provided by FLEMING); (2) Extend SCHeMa to
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Instruments: SCHeMa (see T5.1-activity 5.1.3); RO-Crates; FAIRsharing; GESIS Search; GESIS MethodsHub; standards (e.g., DOME recommendations for life science; DDI for social science); RDMKit; FAIR Cookbook; (ReproZip for computational experiment packaging) |
Expected outcomes: Use-cases implemented to extend SCHeMa containerisation workflows; Consolidated knowledge on applicability of SCHeMa for new domains; Mutual learning across research communities KPIs: Min 3 use cases for SCHeMa expansion; SCHeMa min TRL6 for new research domains; Min 25 participants across epistemic contexts (mutual learning activities) |
Pilot 4. Workflows to review research datasets & code (for publishers) [lead: UOXF] |
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Aim: (1) Implement & test workflows for data/code, including advanced screening & review of datasets & software regarding reproducibility; (2) Scope common system of ‘stamps’ or validity marks to indicate that work has been checked, validated and/or reuse Activities: (1) user-testing & survey with reviewer-editor pairs; (2) cross-stakeholder focus groups to scope essential features of “validity marks”; (3) piloting workflows to assess reproducibility (based on containerisation & experiment packaging technologies) & review method/model generalisability in CS/AI conferences |
Instruments: Workflows/ tools developed in T5.2.1 (building on ARC’s ROAL toolkit; containerisation elements (RO-Crate, Docker, SCHeMa); FAIRsharing; GESIS Data search (soc sci use-case) |
Expected outcomes: New workflows for review of data/code; Approaches piloted with cross stakeholder fora (publishers, researchers); Scoping report on requirements for common system of validity marks; Testing generalisability workflows in CS/AI conferences KPIs: Min 30 reviewer-editor pairs participate in user-testing/surveys; Min 3 cross-stakeholder focus groups; 1 scoping report for ‘stamps’ or validity marks |
Pilot 5. Threaded (linked) publications (for publishers, plus researchers in social, life, computer sciences) [lead: KNOW] |
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Aim: Investigate how models of threaded, linked related publications can support reproducibility in case-study domains (social, life, computer science) Activities: Focus groups & user-testing with researchers using current platforms (e.g., Octopus, ResearchEquals) to iterate required common models, standards, drivers & barriers to mainstreaming of threaded publication models |
Instruments: Octopus, ResearchEquals, F1000 platform, plus other potential tools/standards for incorporation (RO-Crates, Nanopublications, Docmaps, GESIS MethodHub & Knowledge Graph) |
Expected outcomes: Enhanced understanding of common models, standards, drivers & barriers for threaded publication models KPIs: 1 focus group to be implemented; Min two threaded publications platforms tested; At least 24 participants in the surveys |
Pilot 6. New models of publishing & review - focusing on open & transparency & mandatory data deposition & availability (for publishers, plus researchers in social sciences & humanities) [lead: KNOW] |
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Aim: Investigate how: (1) the F1000 model (publish then review, with maximally open data & review, & (2) models for registered reports, transfer to humanities & social science research contexts Activities: Study how (1) SSH users of Open Research Europe platform & the new Routledge Open Research (both based on F1000 platform) experience this new publishing model; (2) user-testing & data analysis of Taylor & Francis SSH research published as registered reports |
Instruments: Open Research Europe & Routledge-branded platform for SSH research (both based on F1000 Platform); Taylor & Francis journals piloting registered reports workflows |
Expected outcomes: New publication workflows for SSH research, including new guidelines on “data” deposition; Enhanced understanding of potential role of registered reports in combating publication bias in SSH KPIs: At least 20 users participating to the user-testing; At least 10 registered reports published in the context of testing |
Pilot 7. Reproducibility Promotion Plans (for funders) [lead: VUmc] |
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Aim: Produce practical advice for funders on how to create a plan to boost the reproducibility of their funded-results Activities: Pilot the RPP tool with at least two funders (one will be ARC’s ARCHIMEDES) to create a “Reproducibility Promotion Plan” & examine the issues involved in creating & implementing such a plan. |
Instruments: “Reproducibility Promotion Plan” tool developed in T5.3.1 |
Expected outcomes: Validated “Reproducibility Promotion Plan” tool made available to the wider funder community (via Reproducibility Hub) KPIs: At least 2 funders to create RPPs; At least 1 RPP to be tested by each funder |
Pilot 8. Reproducibility monitoring dashboard (for funders) [lead: ARC] |
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Aim: Development & testing of tools to enable funding agencies in tracking & monitoring reusability of research artefacts (datasets, software, tools/systems, etc) created in funded projects Activities: Implement dashboard & conduct user-testing with funder communities |
Instruments: ROAL; FAIRsharing, OpenAIRE Knowledge Graph |
Expected outcomes: Validated prototype Funder Reproducibility monitoring dashboard KPIs: At least 8 funder representatives perform user testing, incl. ARC’s ARCHIMEDES scheme for AI research |
1.2.2.4 Methods for Objective 4: ASSESS (evaluation of pilots & findings synthesis)
Realised through WPs 2, 3, 4:
A systematic framework for assessment of pilot activities will be developed alongside the design activities (Objective 3) and implemented according to the steps to impact pathway evaluation proposed by (
Following (
1.2.2.5 Methods for Objective 5: RECOMMEND/REFLECT (roadmap & policy guidelines/recommendations)
Realised through WPs 2, 3:
Next, these synthesis activities will inform the creation of policy briefs, guidelines and recommendations for funders, publishers, research institutions and researchers. Firstly, we will reflect upon the challenges, costs and benefits resulting from reproducibility and transparency approaches in the context of TIER2, leading to a final “autoethnographic” self-reflection report that feeds into the synthesis of results obtained from the empirical work in WPs 3-5. As detailed below (sec. 1.2.2.7 on Open Science and Research Data Management) TIER2 aims to be the change we seek by fostering a maximally open, transparent and reproducible approach to the implementation of Horizon Europe projects (beginning from right now, by making our proposal publicly available at the time of submission*
We will then conduct co-creation workshops with individuals selected via purposive sampling from five stakeholder-categories (researchers, funders/RFOs, institutions/RPOs, infrastructures, and umbrella bodies/networks, including those who participated in the approaches implemented) to iteratively create recommendations and policy guidelines for practices and joint action by stakeholders for future training priorities. This will use a co-creative, modified Delphi methodology that combines three rounds of anonymised survey with four online consensus-seeking meetings to work with 30 community members. This methodology has recently been used by the respective Task 3.3. Leader (KNOW) to create the ON-MERRIT recommendations (
In parallel, we will engage in liaison activities to ensure maximum impact of the recommendations. A dissemination and communications strategy (Milestones) will guide this process, whereby the co-creation community will be engaged to disseminate feedback within networks, and key stakeholders will be engaged. We will work with major umbrella bodies (e.g., Science Europe, EUA), as well as funders, research institutions, infrastructures (e.g., ESFRIs clusters, EOSC), and other networks (e.g., Reproducibility Networks, RDA groups). With the support of relevant national and supranational organisations (e.g., EUA, Science Europe) we will ensure that policy briefs are distributed to the senior management of RPOs, the research governance teams of RPOs, and other relevant organisations (e.g., EARME, ENRIO). As a final validation step, we will seek endorsement of this vision from all the stakeholder groups mentioned. Success will be measured via the number of endorsing organisations, with a target KPI of at least 25 stakeholder endorsements.
1.2.2.6 Methods for Objective 6: NETWORK/EMPOWER (capacity-building on skills, connections, resources)
Realised through WPs 1, 2:
In order to equip researchers, funders, publishers and others with the skills, connections and resources to exploit state-of-the-art guidance, tools and services, we will undertake capacity-building activities throughout the project. Three clusters of activities will particularly add capacity to address reproducibility issues in Europe and beyond.
(a) Training & awareness: In addition to the learning and networking multiplication-effects for stakeholders engaged in our many co-creation activities described above, TIER2 will undertake a range of activities to boost reproducibility skills and awareness. We will host events including a final Reproducibility Conference (Month 34) and a minimum six “Reprohack” events (co-located with discipline-specific conferences) where researchers are engaged to reproduce the work of others.*
(b) Reproducibility Hub: Firstly, all evidence, tools and resources created via the activities described above will be collected and made easily available via our Reproducibility Hub, a sustainable open (minimum CC BY) knowledge base of results, methodologies and interventions on the drivers and consequences of reproducibility for the R&I system hosted at the Embassy of Good Science. The Embassy, hosted by TIER2 partner VUmc, is already a central resource for researchers and others (recently specifically mentioned in many EC funding calls), whose stated goal “to promote research integrity among all those involved in research” aligns with aims of reproducibility (some resources on the subject are already available). The Embassy’s existing functionalities for resources, training materials, and community-building already offer the core functions needed for the Reproducibility Hub, which will be created as an Embassy sub-site, hosting content created across TIER2. Users will themselves be able to add or update content via the Embassy’s Wiki functionalities. Particular highlights will be training modules and checklists, inventories of reproducibility tools and practices for specific research fields (life, social, and computer sciences) and stakeholders (publishers, funders, institutions), guidance on best practice, and interactive elements that allow users to exchange good practice and tools. Created iteratively throughout the project as results become available, this resource will fill the main gaps in current knowledge and provide a platform for exchange regarding reproducibility.
(c) Aligning & empowering networks: A core principle of TIER2 is that action to increase reproducibility must be targeted holistically to boost capacity at all levels. Fortunately, much action is already underway. The last ten years has seen huge investment in infrastructure and services to enable Open Science and Research Integrity. TIER2 includes key Open Science players, most prominently OpenAIRE, the European Open Science infrastructure present with partners in more than 30 countries. Partners AU and VUmc, meanwhile, are key players in Research Integrity with strong links to relevant organisations (e.g., ENRIO). VUmc is host to the Embassy of Good Science, a key RI training and community-building resource. Meanwhile, networks of publishers and funders consider the same questions. Of particular importance to TIER2’s success in networking and empowering communities are:
Networking and linking such initiatives has the potential to play an out-sized role in increasing reproducibility. The TIER2 consortium’s close existing connections to such networks means we are uniquely placed to facilitate and strengthen these connections. By aligning such efforts, TIER2 will greatly add to synergies and network-effects between them to boost capacity at national and international levels.
1.2.2.7 Relevant projects/initiatives and TIER2 links.
Data 4Impact (ARC; 2017-2019) Assessment, Infrastructure, Impact. Developed new indicators for assessing research & innovation performance based on a data-driven approach.
EnTIRe (VUmc; 2017-2021) Platform for dissemination, Stakeholder hub, Research Integrity. Created the wiki-platform “Embassy of Good Science” to share knowledge on fostering Research Integrity.
EOSC-Life (UOXF; 2019-2023) Data sharing, Data & metadata standards, Infrastructure. Coordinated by ELIXIR, this cluster brings together 13 ESFRI Research infrastructures in the Health & Food domain to create an open collaborative digital space for life science in the EOSC.
EpistemicProgress in Humanities (VUmc; 2020-2023) Reproducibility, Replication. Studies reproducibility in the humanities, conducting theoretical, conceptual & empirical work.
IntelComp (ARC, OpenAIRE; 2021-) Science, Technology & Innovation policy, InfrastructureDevelops big data/AI tools to model & assist Science Technology & Innovation (STI) policy making.
NFDI4Datascience (GESIS; 2021-) Reproducibility, Research data lifecycle, Infrastructure. Initiative to support all steps of interdisciplinary research data lifecycles, including collecting/creating, processing, analysing, publishing, archiving, & reusing resources in Data Science & Artificial Intelligence.
ON-MERRIT (KNOW; 2019-2022) Open Science, Responsible research & innovation, Equity. Investigated dynamics of equity & inclusion in open & responsible research, including reproducibility.
OpenUP (KNOW, ARC; 2016-2019) Open Science, Open peer review, science communication. Built a framework for the review-disseminate-assess phases of the research life cycle to support & promote Open Science, focussing on Open Peer Review, innovative dissemination, & research impact measurement.
PathOS (ARC, KNOW, OpenAIRE; 2022-2025) Open Science for science, economy & society, Reusability. New EC HE project (starts Sep 2022). Quantifies the Key Impact Pathways of Open Science relating to the research system & its interrelations with economic & societal actors.
POIESIS (AU; 2022-2025) Research integrity, Open Science, Public trust in science. New EC HE project (starts Sep 2022). Studies the connections between public trust in Science, research integrity & open science practices.
RTD/2020/SC/010 - Reproducibility (ARC, KNOW; 2021-2022) Reproducibility. Tender study to assess the reproducibility of research results in EU Framework Programmes for Research.
SARI MOAP RTD/2019/SC/021 (ARC; 2020-202) Open Science, Impact, Open Access. Tender study, commissioned by DG RTD, on "Monitoring the Open Access Policy of Horizon 2020”.
SARS (ARC; 2020-2022) Horizon Europe Key Impact Pathways & related indicators, Open Science. Study to support the monitoring & evaluation of the Framework Programme for research & innovation along Key Impact Pathways.
SSHOC (GESIS; 2019-2022) Data sharing, Confidential data, EOSC. Coordinated by CESSDA, this cluster unites 51 organisations in developing the social sciences & humanities area of EOSC, encouraging secure environments for sharing & using sensitive/confidential data.
SOPs4RI (AU, VUmc; 2019-2022) Research Integrity, RE, guideline development. Fostering research Integrity in institutions (Research performing institutions & research funders).
VIRT2UE (VUmc; 2018-2021) Research Integrity. Developed a sustainable train-the-trainer programme for tailored ERI teaching across Europe, focusing on understanding & upholding the principles of the European Code of Conduct for Research Integrity.
UKRN UKRI-funded project (UOXF; 2019-2024) Reproducibility, community engagement. Peer-led consortium of 18 UK universities & several partners to drive uptake of open research practices for reproducible research, connected to a network of RNs.
1.2.2.8 Other methodological building blocks
Interdisciplinarity
To bring reproducibility into its next phase, TIER2 convenes a unique constellation of experts in reproducibility issues in targeted research fields, processes of research culture change, capacity-building & knowledge infrastructures to propose a holistic, pragmatic methodology that critically addresses all these elements simultaneously. We include: Domain experts for the target communities (computer science [ARC, KNOW], life science [UOXF, Charite, FLEMING], social science [GESIS, AU, VUmc]); Experts in science and technology studies, research ethics and meta-research with profound understanding of political and social aspects of research culture reform (on e.g., skills, incentives, policies: KNOW, AU, VUmc); experts in socio-economic impact assessment (AU, KNOW); data science (ARC); standards for digital objects across disciplines (UOXF); Core technical expertise in infrastructure and services, including established links to national and EC infraspheres (especially EOSC - OpenAIRE, UOXF, GESIS, ARC). As outlined in the methodology above, integration of the interdisciplinary expertise present in TIER2 will happen at the junctions between objectives, when moving from concept and design to implementation and assessment, as well in particular in Objective 5 (recommend/reflect), where results will be integrated and synthesised, by taking in perspectives across disciplines. In addition, TIER2 will engage in continuous co-creation dialogue with researchers in many different scientific fields, bringing even broader perspectives to bear in the design, implementation and assessment of our activities.
Gender dimension & EDI (equity, diversity, inclusion) factors
Gender and diversity considerations will be reflected in all stages of TIER2: in the research design, methods, analyses, interpretation, dissemination and creation of guidelines and recommendations. As outlined in the provisional schema of elements to map reproducibility impact pathways (Fig.
Open Science practices
TIER2 convenes experts in open and reproducible research practices. TIER2 partners are committed to Open Science as proven by their involvement, leadership and expertise in Open Science for the past decade. TIER2 will build on this expertise to follow current best practices to ensure Open Science embedded in all aspects of the project:
Research Data Management
Through our expertise (see Table 19, section 3.3) on Research Data Management (RDM) and FAIRification of research objects, TIER2 will enable state-of-the-art practices to ensure effective management, preservation and sharing of all the research objects we create:
Curation & storage/preservation: Even though TIER2 has foreseen actions for coordinated data management and FAIR publishing with allocated effort in WP1 led by Know-Center, partners will use their own facilities for storing intermediate data (from databases, surveys, interviews) with well-established and agreed upon procedures. GitHub will be used for sharing code. The estimated cost for effective RDM is in the order of 80K, spread across WP activities.
This section outlines how TIER2 aims to contribute to the outcomes and impacts described in the EC work programme, the likely scale and significance of this contribution, and our measures to maximise these impacts.
As the world emerges from the COVID-19 pandemic, economic pressures (and hence increased scrutiny of research funding) and the exposed consequences of lack of societal trust in science are of urgent importance. Increased reproducibility of results in the European Research Area and beyond will reduce inefficiencies, avoid repetition, maximise return on investment, prevent mistakes, and speed innovation to bring trust, integrity and efficiency to the ERA and global Research & Innovation (R&I) system in general. To set the scale of potential savings, according to
TIER2 sets out an ambitious yet pragmatic programme of activities founded in four fundamental principles:
To enact these principles, in TIER2 stakeholder communities of researchers, publishers and funders will positively inform
This will be done through innovative, applied research performed, providing tangible and feasible policy options. By the conclusion of the TIER2 project, Key Outputs will have been achieved which will already be translating to outcomes (mid-term benefits achieved during, or max two years after, the project). In turn, these outcomes will result in longer-term impacts (3+ years after project end). In this section we describe these Key Outputs and follow the causal chains (pathways) whereby we are certain they result in maximal short, mid and long-term impact (see Table
TIER2 Key Output |
Lever(s) for change |
Enables |
KO1. Conceptual framework |
Evidence |
Structured understanding, clarity of aims /means |
Results: TIER2 will create a new framework for assessing reproducibility impact pathways across epistemic contexts, with synthesised findings on gains & savings possible via increased reproducibility. This will consolidate evidence on the state-of-the-art regarding evidence/uptake of reproducibility interventions, & provides inventory of reproducibility tools/practices across contexts. This enhanced theoretical/evidential basis will enable shared understanding and orientation on best practices to increase reproducibility. |
||
KO2. Innovative tools & practices |
Tools |
Concrete solutions (policy-, technical- & practice-based), empowerment, innovation |
Results: After TIER2, eight ground-breaking new tools have been successfully implemented & piloted activities successfully implemented. These concrete, innovative solutions for at the levels of policy, technology & practice will empower our key stakeholders to take action.
|
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KO3. Increased capacity |
Skills/Communities |
Collaboration, alignment, joint action, skills |
Results: TIER2 will empower individuals and networks to boost capacity for the long-term, including via
The increased alignment and collaboration possible through these linkages, as well as increased capacity for action, will spur reproducibility across all actors. |
||
KO4. Policy roadmap |
Incentives/policy |
Direction, momentum, sustainability, inclusivity |
Results: TIER2 will finally result in a consolidated stakeholder roadmap on priorities for future reproducibility, including reform of reward & recognition structures. This will include practical policy & implementation recommendations/guidelines/briefs for research funders, institutions, policy-makers, publishers & researchers in Europe & beyond. By the end of the project 30 funders, institutions & networks will have endorsed the recommendations. This vision for future action will provide direction and momentum to unite stakeholders in sustainable efforts to address issues of reproducibility for the long-term. |
2.1.1 TIER2 contributions to outcomes
In turn, these Key Outputs will directly lead to a host of short- to medium-term Outcomes which significantly address the main concerns in reproducibility. Fuelled by the dissemination and exploitation measures described below (Sec 2.2), by the end of (or max 3 years after) our project, the contributions outlined below in Table
Expected Outcome 1: “Structured understanding of the underlying drivers, of concrete and effective interventions - funding, community-based, technical and policy - to increase reproducibility of the results of R&I; & of their benefits” |
KO1 will bring new understanding of the impact of epistemic diversity on the meanings & implications of reproducibility. Mapping the evidence to this framework will result in structured understanding of key reproducibility impact pathways (which interventions work in which domains, with which gains & savings). A broader understanding of reproducibility across epistemic contexts will ensure a more holistic model to implementing & incentivising reproducibility initiatives at multiple levels including bottom-up & top-down approaches. Made available via the Reproducibility Hub (KO3), this analysis will then be a key resource for stakeholders interested in action on reproducibility. This will help stakeholders such as researchers, publishers, funders, & research administrators to prioritise tools & approaches for implementation (e.g., via incorporation into our Researcher Checklist & Reproducibility Promotion Plan (RePP) tools, KO2). By the project’s end, our Researcher Checklist will have been pilot-tested with 50 users, & used by thousands. 3 funders will have implemented RePPs building on our framework, with wider roll-out in the ensuing years (estimated 10 funders have RePPs 3 years post-project, with institutional RePPs a growing theme). In addition, we expect our Reproducibility Impact Pathways analysis to also become a key resource for meta-researchers concerned with monitoring reproducibility (to be monitored via citation analysis). |
Expected Outcome 2: “Effective solutions, policy-, technical- and practice-based, to increase the reproducibility of R&I results in funding programmes, communities and dissemination” |
KO2 will make a range of new tools & practices available for researchers, publishers & funders. For researchers, our Researcher Checklist empowers & guides to raise awareness & skills; our Reproducibility Management Plan piloting will be the start of a new age of simplified Research Data Management & project reporting; new containerised workflow tools, extended into new areas of social & computer science, will simplify reproducible research pipelines. For publishers, new tools to enable review of data & code will raise review standards & hence the reproducibility of published research; new common standards for threaded publications will enable such incremental publishing to become the norm, combating publication bias & speeding dissemination; & the suitability of new models of publishing (publish then review, registered reports) will be better understood. For funders, Reproducibility Promotion Plans will become a standard tool for reproducibility strategy; Reproducibility Management Plan standards will enable more reproducible funded research & simplify reporting; & our Reproducibility Dashboard will enable easy monitoring of uptake of reproducibility-related practices. By the end of TIER2, these tools will have been piloted with >1000 users, with many in production & available via the Reproducibility Hub & EOSC (KO3), hence to be used by thousands more in the years after TIER2 ends. |
Outcome 3: “Greater collaboration, alignment of practices and joint action by stakeholders to increase reproducibility, including but not limited to training, specialised careers and guidelines for best practice.” |
KO3 will bring together major building blocks of reproducibility, most prominently the Reproducibility Networks (empowered through expansion) & the EOSC, along with Research Infrastructures like ELIXIR, as well as networks of publishers & funders. TIER2 acts as the facilitatory link between researchers, RNs & other key networks (EOSC & FAIR data ecosystem) as well as funders & publishers through co-creation events, which build lasting networks through engagement to develop mutual solutions in reproducibility. Growing & networking the RNs will allow for greater alignment of activities across Europe. They serve as a platform to share lessons learned at different institutions & collectively, the considerations for implementing tools & practices in different geographical locations & in research ecosystems with varying socio-economic bases. Training modules on the Reproducibility Hub & our Reprohack events will raise skills amongst all stakeholders (>500 participants by project end). Communities engaged in co-creation to design, develop & pilot our tools (KO2) will also be brought together in mutual learning exercises. Through co-creation, “ownership” of tools created incentivizes individual players (researchers, publishers, funders) to advocate for tools within their community, & share best practices in use. Finally, our recommendations & policy instruments (KO4) will set out a powerful, co-created roadmap for future reproducibility in the year beyond the project, including a plan to sustain & empower networks. |
2.1.2 TIER2 Contributions to impact
These outcomes will then lead to a multiplicity of longer-term impacts, corresponding to the impacts listed in the Destination programme of the EU. TIER2 will help reform and enhance the EU R&I system, improve access to excellence, deepen the ERA, modernise the higher education sector, increase interconnection of knowledge ecosystems, as well as addressing biases to make research careers more attractive and foster gender equality. At a societal level, higher reliability of research results underlying policy making processes will raise trust in science and R&I outcomes. Economically, greater quality of scientific production will lead to increased re-use of scientific results by research and innovation, and hence stronger translation of R&I results into the economy. Table
Expected Impact 1: “Increased proportion of reproducible results from publicly funded R&I” |
Through its Key Impact Pathways methodology & increased awareness of the meanings, gains & savings of reproducibility across epistemic contexts (KO1), the new tools/practices created (KO2), empowered through increased capacity (KO3) & sustained & organised into the future by our policy roadmap (KO4), TIER2 will play a major role in optimising levels of reproducibility in the R&I system. Our mix of tools (KO2) includes pragmatic instruments whose implementation will have immediate effects, as well as more blue-sky thinking (Reproducibility Management Plans) which will be the seeds of change for years to come. Not only will our tools enable this increase, but also its monitoring & assessment (Reproducibility Dashboard, KO2). |
Expected Impact 2: “Increased re-use of scientific results by research and innovation” |
By bringing our tools into the EOSC (KO3), we also link to the FAIR ecosystem that will enable re-use for the longer term. Increased confidence in the reliability & credibility of research results will further spur re-use, also by industry & other societal actors. Our capacity-building (KO3) & policy actions (KO4) will assist in aligning & motivating this re-use far beyond the end of TIER2. Over the long-term, this will mean that actions to foster reproducibility are linked, with network effects upon impact, to the wider discussion of re-use of results currently framed around FAIR data. |
Expected Impact 3: “Greater quality of the scientific production” |
Increased reproducibility will come with greater quality of research results. Quality here should be taken in a broad sense, however: more reproducible results will result in less waste, in healthier research communities, & in more efficient & effective research endeavours. Giving the right tools (KO2) & recommendations (KO4) to organisations, funders & publishers, as well as the means to understand what quality means in relation to reproducibility across epistemic contexts (KO1) will hence help reform & enhance the EU R&I system, improve access to excellence & deepen the ERA. This will ultimately result in a more open & inclusive research & innovation system, with increased trust in research outcomes, greater quality of scientific production & stronger translation of R&I results into the economy, as well as more inclusive research environments for researchers. |
2.1.3 Scale & significance, barriers & mitigation measures for impact of TIER2 Key Outputs
To realistically frame the certainty with which we expect our Key Outputs to lead to these Outcomes and Impacts, we next (Table
Scale & significance, barriers & mitigation measures for impact of TIER2 Key Outputs.
Key Output 1. Conceptual framework |
Scale: TIER2’s conceptual framework has the potential to expand understanding of reproducibility gains & savings across epistemic contexts. Doing so will enable realistic mapping of impact pathways of reproducibility interventions across disciplines & regions, empowering effective decision-making for RPOs, funders & publishers. This framework also consolidates state-of-the-art evidence/advice on existing tools & practices that will be used by more than 1000 researchers during TIER2 & many thousands more afterwards. Significance: These two contributions enable significant efficiency- & quality-gains through informed future policy. The results provided in this task will be applicable to a large range of research, with our case studies/pilot activities covering three key domains (computer, life, & social sciences). Results will be applicable to researchers in these domains, as well as publishers & funders on a global scale. Key barrier: Framework too theoretical & not applicable to real-life contexts Mitigation: TIER2 uses co-creation with relevant stakeholders & evidence accumulated throughout the project to inform development of the framework & ensure real-world relevance/impact. |
Key Output 2. Innovative Tools & practices for diverse contexts |
Scale: TIER2 will develop 8 new tools & practices for researchers, funders, institutions, & publishers, which will be applicable to key disciplinary areas & ready for extension to many more after the project. The impact of these tools over the long-term will be immeasurable. We expect, for example. our Reproducibility Promotion Plans for funders to become a de facto standard for priority planning, & our workflows for review of data/code will be instrumental in ensuring & validating the reproducibility & re-usability of those objects. Significance: Our tools target all elements of the research lifecycle from project planning to assessment & hence are of relevance to many thousands of researchers, funders & publishers. Closely aligning these tools with the Embassy of Good science & EOSC will result in fast & efficient uptake. Key barrier: Tools/practices not fit for purpose Mitigation: We have selected this provisional list of tools as priorities for development based on state-of-the-art evidence (sec. 1.2). They will be refined, developed & piloted through co-creation with users, & a solid framework for assessment will be used to evaluate & showcase efficacy. Targeted exploitation & dissemination measures, including via our Reproducibility Hub & EOSC will ensure uptake. |
Key Output 3. Increased Capacity |
Scale: National Reproducibility Networks are powerful networks which reach directly to institutions & across Europe & the globe. Growing aligning this with infrastructural investments like EOSC (250m EUR invested 2018-2020* Significance: Under this objective, practical policy & implementation recommendations/guidelines for research funders, institutions, policy-makers, publishers & researchers in Europe & beyond will be developed. The recommendations & guidelines will reach a minimum of 1000 researchers, we aim for adoption of our policy recommendations in at least 4 funders, & 2 publishers through the dissemination activities outlined under section 2.2. This will lead to increased awareness among those stakeholders, & to concrete changes, jump-started by the pilot implementations. We expect pilot activities to be taken up well by stakeholders, given the co-created approach taken to the pilots. We therefore further expect 4 funders & 2 main publishers to continue using the tools & practices developed throughout the project, maximising impact via their own reach. Key barrier: Increased capacity not carried forward once project-funding & TIER2 activities are over Mitigation: By seeking to embed our gains in the interlinking of the RNs & EOSC, which both will only grow in importance in the coming years, we are certain our capacity-gains will be sustainable for the long-term, also enabled via our teaming with funder-groups like Science Europe & EVIR (to foster Reproducibility Promotion Plans) as well as publisher-groups like STM Association. |
Key Output 4. Policy roadmap (guidelines & recommendations) |
Scale: Key themes in TIER2 are epistemic diversity, the need to discern Impact Pathways to optimise reproducibility, & collaboration for network effects. Carrying these into the future will be heavily influenced by the success of our policy recommendations. If done well, they will bind stakeholders in collaborative action to optimise reproducibility in the right ways for the right contexts. This will ensure the prioritisation of reproducibility as a policy priority for funders, publishers, RPOs & others, having the potential to sustain & amplify TIER2’s gains for the long-term. Significance: We started by noting a conservative calculation that enabling a 1% increase in Horizon Europe would result in savings of 100m EUR. Extrapolating such figures to the global R&I system shows the massive potential significance of TIER2, if momentum & direction is sustained in the correct way beyond the project. Our policy recommendations, co-created with stakeholders, will ensure this happens. Key barrier: Low acceptance of policy recommendations amongst major stakeholders Mitigation measure: TIER2 is community-based from the start. Through co-developing our framework & tools with stakeholders, to targeted capacity-building actions, & finally co-creating the recommendations with stakeholders, we are assured the recommendations target the reproducible future stakeholders wish to see. An effective & dedicated exploitation & dissemination plan, in which major stakeholders not already involved in recommendation co-creation are kept informed & engaged, will ensure maximal impact upon release & into the future. |
Effective communication and dissemination processes are crucial for the success of TIER2. Mobilising a strong communication team from PENSOFT, in tandem with OpenAIRE (with outreach to 30+ countries), TIER2 brings together the leaders of excellent international consortia and networks, including the leaders of a large number of European projects on Open Science, Research Infrastructures and Research Integrity. The consortium includes members from diverse disciplines and regions. More importantly, via our established networks, we have direct access to important global networks of researchers, publishers and funders. These previous relations and connections will facilitate the building of a network of stakeholders co-creating, validating and spreading TIER2 output. TIER2’s Scientific Advisory Board further expands our links via the international networks of established experts. Table
Stakeholder |
Channels |
Researchers |
Social sciences: Links via GESIS (+SSHOC, CESSDA), AU, and via key scholarly societies for target methods; Life sciences: Links via UOXF (+EOSC-Life, ELIXIR), Charite, FLEMING, key scholarly societies; Computer science: Strong links via ARC, KNOW to IEEE, ACM, EUHubs4Data; additional outreach via promotional campaign (esp. for participation in co-creation activities) and presence at disciplinary conferences (Reprohacks) |
Funders (RFOs) |
Strong links via OpenAIRE, VUmc, to: HERA, EViR, Science Europe, Open Research Funders Group; ARC link to ARCHIMEDES (AI funding); additional outreach via promotional campaign (esp. for participation in co-creation activities) |
Publishers |
Strong links via OpenAIRE, UOXF, PENSOFT, KNOW, AB (Catriona Maccallum) to: OASPA, STM Assoc, COPE; additional outreach via promotional campaign (esp. for participation in co-creation activities) |
Reproducibility Networks |
Strong links via Charite, UOXF, Advisory Board, and collected Letters of Interest to RNs in Germany, UK, Slovakia, Brazil (RN forthcoming), Switzerland, Sweden, Norway, Finland, Italy; targeted outreach via Task 1.4 (strategic alignment) |
Research Infrastructures (EOSC) |
Strong links via OpenAIRE, UOXF, GESIS, FLEMING, KNOW to: EOSC Association; EOSC clusters (EOSC-Life, SSHOC); EOSC-Future; RDA; ELIXIR, CESSDA, ESFRI & ERIC Forum; targeted outreach via Task 1.4 (strategic alignment) |
Research Performing Organisations (RPOs) |
Strong links via OpenAIRE & others to: EUA, LERU, CAESAR, AURORA, YERUN; targeted outreach via Task 1.4 (strategic alignment) |
Research Integrity officers/trainers |
Strong links via VUmc, AU to: EARMA, ERION, ENRIO, building on existing close relationships via EnTIRE, SOPs4RI, POIESIS, NRIN, VIRT2UE, iRECs; targeted outreach via Task 1.4 (strategic alignment) |
Scholarly/learned societies |
Strong links via OpenAIRE and all partners to scholarly societies in a range of disciplines |
Libraries & library organisations |
Strong links via OpenAIRE to LIBER, EIFL, SPARC; targeted outreach via Task 1.4 (strategic alignment) |
Research administrators |
|
Civil Society Organisations/General public |
General media (via press releases), blogs & online media, online courses, newsletter, videos, special interest groups |
Industry/SMEs |
Industry events, industry media, EC events |
2.2.1 Dissemination & communication plan
Purposefully designed dissemination, exploitation, and communication (DEC) activities are key components for maximising the impact of TIER2. The project’s DEC activities will be streamlined in a Communication Plan Stakeholder Communication and Engagement Plan (D2.1). The plan will serve as a management tool for defining how the project’s progress and results are shared with stakeholders and target audiences. Two updates of the plan (in M24 and M36) will include any necessary modification and adapt appropriately to project progress and new circumstances, including feedback received by co-creation activities. The engagement plan will identify target audiences (‘who’), project research activities and outputs (‘what’), tools and channels employed (‘how’), and the envisioned timeline for implementation of these activities (‘when’). All activities have the objective to maximise the short-, medium- and long-term impact of TIER2 results. In addition, the plan will contain: TIER2 visual identity (logo and graphical layouts guidelines, templates); Communication/dissemination targets, clear distinction between key end users, broad outreach, and general public; Illustration of materials to be produced, communication formats, and online and social media channels which will be used according to the target categories; Indication of how co-creation will be supported by other dissemination channels and tools in WP2; Indication of how external events to be targeted by the project’s dissemination will be selected; Assigning of roles and responsibilities of individual participants in project dissemination; Schedule for the implementation of dissemination and communication activities; Identification of all project outputs and anticipated outcomes, with measurable indicators.
To maximise impacts, TIER2 will actively target its dissemination and communication activities at audiences and stakeholders as defined above. TIER2 will tailor various uni- and bi-directional dissemination channels to the needs of the target stakeholders and audiences, eliciting expertise, knowledge, and perceptions from stakeholders as part of the project’s co-creation and engagement activities. A preliminary mapping of dissemination tools and channels, their target audiences, and relevant Key Performance Indicators (KPIs) is shown in section 2.2.2 and will be refined in D2.1. To effectively disseminate TIER2 results, specific dissemination tools and channels will be established by the project and existing channels used by the consortium participants will be fully exploited. Furthermore, consortium participants will use their existing networks and develop new links, presenting TIER2 and its results at relevant events at local, national, and international scales.
For TIER2 internal communication, mailing lists and communication/document exchange tools, such as MS Teams, will be used as part of a web-enabled communications and learning platform, to create a chat-like environment that simultaneously eases communication and streamlines information and access to documents into relevant channels to alleviate workload and stimulate fruitful and focused discussions. It will provide a place where the TIER2 project team and collaborators can communicate, share documents and work together. Regular consortium and WP calls will ensure timely communication on all issues.
2.2.2 TIER2 dissemination & communication channels
Branding: We will develop a brand identity for the TIER2 website, deliverables, oral presentation & poster templates. TIER2’s brand identity will consist of logo, colour set & typography to be utilised in all types of communication activities. KPIs: 6 templates for TIER2 documents, reports, presentations, posters & infographics by M6.
Reproducibility Hub, via Embassy of Good Science: Since TIER2 partner VUmc is the host of the Embassy, we will assure the dissemination of all outputs on this wiki-platform. We will also use the newly developed stakeholder hub to engage a large stakeholder community. KPI: >1000 monthly visits by M36.
Website: The TIER2 website will be launched to provide up-to-date information on the project, partners, progress, goals, events & outputs (e.g., deliverables & peer reviewed publications) & create regular news updates for the general public. KPI: >1000 monthly visits by M36.
Social media: Social media are instrumental in reaching all relevant stakeholders. TIER2 will utilise LinkedIn & Twitter to communicate TIER2’s progress, both for the stakeholders, but also for the general public. KPIs: >1000 Twitter followers (>500 total Tweets); >500 LinkedIn followers (>60 posts) by M36
Podcasts, video tutorials, infographics: In year 1, develop a video for project visual presentation & promotion, updated with results on year 3. Present via podcasts interviews & stories. KPI: 2 project videos by M36
Co-creation workshops & events: Organisation of: 22 co-creation workshops (minimum 5 in-person) creation of tools/practices (design, testing, piloting, assessment), impact pathways methodology & final recommendations; 6 webinars on TIER2 themes; 6 Reprohack events at domain-specific conferences; one final conference with relevant stakeholder representatives, in order to disseminate the major outcomes of the project. KPI: >1000 researchers, funders & publishers engaged via TIER2 events.
External conferences/workshops: TIER2 consortium members will participate in conferences & interact with experts in the field of RI, RRI & OS, & exchange experiences with relevant stakeholders. TIER2 participants will actively participate in other relevant running EU-funded project (H2020 & HE) workshops/events & cluster events organised by the EC. KPI: >30 conference/workshop participations by M36
Public outreach events: TIER2 partners will participate in open lectures in science museums, participate in Researcher’s Night events & in Science Communication events. KPI: >10 events where TIER2 is represented by M36
Press releases: Press releases, targeting newspapers with national circulation written in national languages will boost the project’s communication of the latest findings nationally & internationally scale. KPI: >6 PRs by M36
Policy briefs: TIER2 will create policy briefs for funders, publishers, RPOs & other stakeholders, especially highlighting our Impact Pathways framework & co-created recommendations (D3.1/3.2). Target: >5 policy briefs by M36
Scientific publications: Publications in leading peer reviewed journals related to reproducibility, Research Integrity, research policy, & scholarly infrastructure. KPI: >15 publications by M36
2.2.3 Exploitation plan
To maximise exposure of project results and their potential for exploitation, TIER2 will take advantage of the EC’s Horizon Results Platform. This platform will serve as a bridge towards researchers and other stakeholders, giving access to the project’s main and prioritised results with a high potential value (Key Exploitable Results). In addition, the project will consider the Horizon Results Booster for dissemination and exploitation of results so that the added value of the KER is amplified through publication in RIO journal, to enhance findability, accessibility, interoperability, and reusability (FAIR), and secure distribution beyond the project’s website. Research outputs described in Table
Key Exploitable Results |
Target audiences |
Exploitation route |
KO1. Reproducibility impact pathways framework A framework for assessing reproducibility impact pathways across epistemic contexts, with synthesised findings on gains & savings. |
Primary: Research funders, Research publishers, RPOs, Scholarly/learned societies, Scientists & researchers Secondary: University administrators, Civil Society Organisations, Knowledge-transfer offices |
Enable systematic assessment of the impact of reproducibility interventions across contexts to optimize action; enable assessment indicators; provide ideas/inspiration to stakeholders for actions on reproducibility |
KO2. Innovative tools & practices Eight ground-breaking new tools for researchers, funders & publishers. |
Primary: Scientists & researchers, Research funders, Research publishers Secondary: Scholarly/learned societies, Research communities, Libraries & library organisations, University administrators, Civil Society Organisations, industry |
Showcase tools via Reproducibility Hub (Embassy of Good Science), EOSC & RN websites; disseminate widely in respective researcher, funder & publisher communities; highlight good practice; TIER2 partners will take up relevant tools within own practices |
KO3. Network & increased capacity Sustainable & aligned networks, online training/skills resources. |
Primary: Scientists & researchers, Research funders, Research publishers, RPOs, Scholarly/learned societies Secondary: Research communities, Libraries & library organisations, University administrators, Civil Society Organisations, industry |
Enable multiplier effects through linkage of networks (RNs linked with Open Science, Research Integrity, research infrastructure (EOSC), publisher/funder networks); provide knowledge & training both online & in-person; RI training among researchers |
KO4. Policy roadmap Consolidated stakeholder roadmap on priorities for future reproducibility, including reform of reward & recognition structures. |
Primary: Research funders, Research publishers, RPOs, Scholarly/learned societies Secondary: Scientists & researchers, Research communities, Libraries & library organisations, University administrators, Civil Society Organisations, industry |
Create practical policy & implementation recommendations/guidelines/briefs for research funders, institutions, policy-makers, publishers & researchers in Europe & beyond. By the end of the project 30 funders, institutions & networks will have endorsed the recommendations. |
2.2.4 IPR management
TIER2 will develop its Intellectual Property framework (IP) in connection with its Data Management Plan (DMP). Management of intellectual property and foreseen protection measures Knowledge generated will be managed in compliance with the Consortium Agreement (CA), which will be signed at the beginning of the project. The CA will address background and foreground knowledge, ownership, protected third party components, and protection, use, and dissemination of results and access rights. The principles are:
In Table
SPECIFIC NEEDS |
D & E & C MEASURES |
EXPECTED RESULTS |
Discussions on reproducibility driven by a narrow range of disciplines. Common understanding of pathways to maximise reproducibility across epistemic approaches is highly needed Need sufficient capacity (network, training, skills & trustworthy policy) for reproducibility Reproducibility of results relies on tools & practices, which need to be further developed to increase usability & applicability across research contexts |
Communication & Dissemination Co-creation activities Capacity building Engage with experts Exploit partner networks Engage networks of publishers, funders & RPOs Disseminate to scientific outlets Social media engagement Project dedicated website Exploitation Promote repro. promotion plans Promote recommendations Promote tools & methodologies across scientific communities Reproducibility Hub / EOSC Available EC tools |
KO1. Reproducibility impact pathways framework: A framework for assessing reproducibility impact pathways across epistemic contexts, with synthesised findings on gains & savings KO2. Innovative tools & practices: Eight ground-breaking new tools for researchers, funders & publishers KO3. Network & increased capacity: Sustainable & aligned networks, online training/skills resources KO4. Policy roadmap: Consolidated stakeholder roadmap on priorities for future reproducibility, including reform of reward & recognition structures |
TARGET GROUPS |
OUTCOMES |
IMPACTS |
Researchers (soc, life, comp sci) Publishers Funders Reproducibility Networks EOSC & Research Infrastructures Research Performing Organisations (RPOs) Research Integrity officers / trainers, Scholarly/learned societies Libraries & library organisations Research administrators Civil Society Organisations / General public Industry/SMEs |
Reproducibility Hub & Impact Pathways analysis providing structured understanding of the drivers, benefits and effective interventions to increase reproducibility of the results of R&I Eight new tools providing new, effective solutions (policy, technical & practice), to increase the reproducibility of R&I results in funding, publishing, and communities (soc, life, comp sci) Boosted capacity through greater collaboration, training, alignment of practices & joint action by stakeholders (e.g., 3 new RNs, increased alignment with EOSC) |
Trust, Integrity, Efficiency Scientific Increased proportion of reproducible results from publicly funded R&I Greater quality of scientific production More open and inclusive R&I Increased capacity for open science Greater research integrity Societal Higher reliability of research results underlying policy making processes Increased trust in science and R&I outcomes Economic Increased re-use of scientific results by research and innovation Stronger translation of R&I results into the economy |
This section provides a detailed description of the TIER2 work plan, including Work Packages, Deliverables, Milestones and key dates.
TIER2 is structured in five Work Packages (WPs, see Figs
Management: WP1 will enable a smooth operation and delivery of TIER2 by setting a management structure comprised of the following teams: the Executive Board (EB) with WP leaders as members, held monthly chaired by KNOW; the General Assembly (GA) with one representative from each partner, meeting at M1 M12 and M24, chaired by the Project Coordinator (PC); a Quality Assurance team run by the PC and assisted by ARC setting the procedures, the structure and the quality indicators to monitor and ensure a seamless and high-quality delivery of TIER2 and its results; an exploitation team led by PENSOFT and OpenAIRE (WP2); an international Advisory Board providing guidance & alignment.
In Table
WP No. |
1 |
Lead beneficiary |
KNOW |
Start month |
1 |
End month |
36 |
WP title |
Coordination and Management |
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Objectives This work package aims to oversee & coordinate the financial, & day-to-day activities of TIER2 to ensure the achievement of the project’s overall aims & objectives. Specifically, it will coordinate all activities in the project & ensure that partners work together effectively & facilitate the scientific, research & impact success of the project through careful monitoring of progress, management of resources, open communication, & coordination of activities within the time & budget constraints of the project. Additionally, it ensures the project meets its contractual commitments & predicts, mitigates & overcomes project-related risks. WP1 develops plans to ensure the project activities meet the highest ethical, legal, integrity & quality assurance standards. It provides efficient operational management support including administrative & financial planning, reporting to the EC, & management of project legal aspects including project-related contracts & IPR, & management of day-to-day operational & technical progress. Finally, it sets up an international advisory board. |
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Description of work Task 1.1 Scientific and administrative coordination (M1-36; KNOW [lead], ARC, VUmc) Scientific & administrative coordination tasks include the following:
Task 1.2 Financial Coordination (M1-36; KNOW [lead]) Financial coordination tasks include:
Task 1.3. TIER2 Open and reproducible research practices (M1-36; ARC [lead], KNOW, AU) Throughout the project, TIER2 will itself adhere to radical reproducibility & transparency. This task will ensure best practices, including adherence to Horizon Europe requirements on Research Data Management & Open Science, & take an auto-ethnographic approach to study our own project as a case study. It will ensure TIER2 adheres to state-of-the-art practices for reproducibility (e.g., pre-registration, reporting of negative results, sharing of protocols, methods, code, data). It will reflect upon the challenges, costs & benefits resulting from such reproducibility & transparency approaches in the context of international, multidisciplinary project consortia. This will lead to a final self-reflection report & feed into the synthesis of results obtained from the empirical work in WPs 3-5. Task 1.4. Strategic alignment activities (M1-M36; OpenAIRE [lead], KNOW, Charite) A unique selling point for TIER2 is our position at the nexus of various existing networks & initiatives (Reproducibility Networks, EOSC, other infrastructures, funder/publisher networks) whose effective alignment will bring powerful network effects. As two projects are foreseen to be funded via this HORIZON-WIDERA-2022-ERA-01-41 call, we also identify effective collaboration with the other project to be funded as a priority to avoid overlaps & duplications. This task ensures this alignment, coordinated via OpenAIRE & its network of actors in more than 30 countries covering the EC & beyond. |
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Deliverables D1.1 Project handbook (including management, research integrity & quality assurance plans) (KNOW, M4) D1.2 Data Management Plan (ARC, M6) D1.3 Data Management Plan (Update) (ARC, M18) D1.4 Autoethnographic reflections on implementing radical reproducibility in the TIER2 project (AU, M36) |
In Table
WP No. |
2 |
Lead beneficiary |
PENSOFT |
Start month |
1 |
End month |
36 |
WP title |
Communities, Communication and Dissemination |
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Objectives This work package builds the TIER2 network to coordinate community engagement, co-creation activities, fluid outreach/dissemination & hence build capacity for skills & knowledge amongst all actors. This includes building communities & networks to foster & strengthen communication with all key stakeholders in reproducibility & increase awareness/skills for reproducibility tools & practices across disciplines. The WP will: Create a stakeholder map & engagement plan; Co-ordinate the co-creation communities for WPs 3, 4 & 5; Create the Reproducibility Hub to showcase state-of-the-art knowledge, tools & practices for reproducibility; Ensure effective communication (within the project) & dissemination of outcomes (beyond the project). |
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Description of work Task 2.1. Stakeholder mapping (M1-M3; KNOW [lead], OpenAIRE, Charite) As a first task in TIER, we conduct in-depth stakeholder analysis to identify the key players & stakeholders for engagement in co-creation, communication, dissemination & exploitation (cf. provisional analysis section 2.2.2). Using the 5Rs framework, we will analyse each stakeholder’s potential impact & influence within the project (incl. “push-pull” factors) to identify key stakeholders, structures of decision-making, where relationships can/should be strengthened, & resources required. This process will explore/identify key channels/methods/platforms for engagement with each group. The Stakeholder Map will be a key resource underpinning all co-creation & communication/dissemination activities, help structure Task 3.2 (evidence mapping), & underpin classification of resources on the Reproducibility Hub (Task 2.3). Task 2.2. Community development and coordination of co-creation activities (M1-M36; Charite [lead], KNOW, VUmc, PENSOFT, OpenAIRE, UOXF) Co-creation is an essential element of TIER2, with co-design & piloting activities with communities of researchers (soc, life, comp sci), publishers & funders, forming the backbone of the project. To ensure successful community-management & effective coordination of activities across WPs3-5, we hence dedicate a specific task. Building heavily on our existing links to the Reproducibility Networks, EOSC (incl. EOSC-Life & SSHOC) & publisher/funder fora, we use platforms/ strategies outlined in D2.1 “Stakeholder Communication & Engagement Plan” to offer co-creation communities a unique value proposition underpinned by support activities to facilitate engaged participation (as outlined in sec 1.2.2.2). Within each case study domain, we will identify groups of reproducibility “champions” to spread awareness of initiatives & tools. We will hold virtual brainstorming events or “BarCamps” to co-create whitepapers on topics such as needs-gap analyses, barriers & enabler assessments, & virtual “co-working” events or “hackathons” to promote & improve reproducibility tools developed & piloted in WPs4/5. To build the network of Reproducibility Networks, we will hold an open call (deadline M9, eligible only to Widening Participation countries), where consortia of 3 or more institutions within a county will be able to apply for one of 3 awards of 5k EUR to fund a first meeting to establish an RN in their country. Task 2.3. Development of the Reproducibility Hub (M10-M36; VUmc [lead], KNOW, GESIS, OpenAIRE) This task will develop the Reproducibility Hub as a sub-site of The Embassy of Good Science (hosted by task leader VUmc). The Reproducibility Hub will iteratively combine content from across the project as a knowledge-base of reproducibility tools & best practices for TIER2 stakeholders (researchers, funders, publishers & beyond). The Hub, a wiki-based web-based platform, will use interactive modes of presentation, combining curated checklists, community engagement functionalities, five introductory training modules & in-depth articles on key topics & training materials. FAIRsharing & OpenAIRE data will power interactive graphs that visualise the landscape of reporting standards & best practices (for data, metadata & software), & their relations, as well as their use (by the EOSC clusters) & their adoption by data policies (by funders & publishers). The Hub’s relevance beyond the project’s lifetime will be ensured by its curation within The Embassy, whose governing foundation is already committed to its long-term sustainability. To this end, activities will include workshops hosted at domain-specific conferences to boost dissemination to stakeholders & to provide training on how to contribute to the Hub's content. We will leverage network effects offered by communities from OpenAIRE, FAIRsharing (including the newly launched EOSC-Future/RDA FAIRsharing Community Curation Programme) & the Reproducibility Networks to initiate community-led processes to update content beyond the project’s runtime. In developing the Reproducibility Hub & engaging the wider community to ensure its success, we will strive to leverage synergies with any other EC projects, especially the second project funded under this call. Task 2.4. Project dissemination and communication (M1-M36; PENSOFT [lead], KNOW, ARC, VUmc, AU, OpenAIRE, Charite) This task will manage all TIER2 dissemination & communication activities. Building on the provisional dissemination & communication plan described in Section 2.2, this task will ensure the project is optimally promoted to targeted audiences & to the most important stakeholders across Europe. The revised dissemination plan will outline a strategic communication campaign including a social media strategy, which will be updated periodically (D2.1) to ensure targeted communication strategies for the different project phases. Specific activities include the development of a dissemination toolkit, including a professional corporate identity, communication & dissemination materials as well as templates to be used for presentations, reports, meetings & internal documents, within the first six months of the project. This includes a public project website, which will showcase the project’s activities & results both to the scientific/policy community as well as to the public at large. It will coordinate regular dissemination of project progress & results via press releases, news entries & blogs. Further dissemination materials will be created for the purpose of communicating project activities & results (e.g., posters, stickers & other materials for events). As part of the communication plan, publication guidelines will be developed that regulate authorship & specify measures to ensure transparency of methods & reproducibility of project results. This task will also provide organisational support for TIER2’s final project cross-stakeholder conference. The conference will provide a forum to showcase TIER2 results, share reflections on the team’s practices in terms of reproducible research, & present the recommendations from Task 3.3. |
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Deliverables: D2.1 Stakeholder Communication & Engagement Plan (PENSOFT, M6) D2.2 Stakeholder Communication & Engagement Plan (First Update) (PENSOFT, M24) D2.3 Reproducibility Hub (Resource/website) (VUmc, M36) D2.4 Stakeholder Communication & Engagement Plan (Second Update) (PENSOFT, M36) D2.5 Policy Briefing 1 (KNOW, M12) D2.6 Policy Briefing 2 (KNOW, M36) Milestones: MS2.1 Reproducibility Hub (Beta version) (M15) MS2.2 Final self-reflection report on co-creation processes (M34) MS2.3 Final conference (M36) MS2.4 Website and Logo (M2) |
In Table
WP No. |
3 |
Lead beneficiary |
KNOW |
Start month |
1 |
End month |
36 |
WP title |
Concept, evidence, synthesis and recommendations |
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Objectives WP3 provides the methodological & conceptual framework for TIER2. As a first task in the project as a whole, we build on the work of |
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Description of work Task 3.1. Conceptual framework for reproducibility across contexts (M1-M8; AU [lead], KNOW) Conceptions, roles & pertinence of reproducibility are closely linked to different principal modes of knowledge production within & across research fields, so-called ‘epistemic contexts’. Using desk research & 5 focus-groups with co-creation communities, we will map out an exhaustive set of epistemic, methodological, social, legal, technological & cultural factors which shape conditions for reproducibility. This task will provide the theoretical framework for TIER2 in the form of a scoping report centred around a matrix that maps the contextual factors to various dimensions of ‘reproducibility’, as well as pertinent framework conditions (e.g., political, ethical, social, legal) that may affect the uptake of reproducibility practices. This framework enables analyses of diverse conceptions, roles & barriers of reproducibility & permits identification of relevant & targeted tools, irrespective of fields. Task 3.2 Evidence-base and inventory of reproducibility tools and practices (M1-M12; KNOW [lead], AU, Charite, UOXF) Next, we consolidate & valorise current knowledge on practices & tools for reproducibility by systematically scoping, critically appraising, & synthesising the literature using the Scoping Review (PRISMA-SCR), an Impact Pathway assessment methodology outlined above (sections 1.2.1 & 1.2.2, obj. 1). This will systematically search academic databases & grey literature (including EC project outputs, policy documents, & tool registries) to inventory tools & practices, & synthesise current knowledge on their efficacy across epistemic contexts & stakeholder categories. In addition, we will use FAIRsharing to collect & visualize the reporting standards & best practices within the EOSC science clusters (in particular EOSC-Life & SSHOC, for the life & social science use case, respectively) for both data & software. FAIRsharing will also provide a snapshot of the data policies by publishers & funders, focusing on their requirements, or the lack of, for data reporting & reproducibility. Synthesizing & presenting current knowledge in this way will create a centralised resource which enables all stakeholders (including project partners) to orient themselves easily to the state-of-the-art in this area. This content will then be integrated into the Reproducibility Hub (Task 2.3). Task 3.3. Synthesis and recommendations (M13-M36; KNOW [lead], AU, VUmc) In the later phase of the project, this task will bring the project full circle by synthesising results obtained from the empirical studies in WPs4/5, based on the framework established in Tasks 3.1/3.2. First, we incorporate results from our pilots & survey co-creation communities (including questions on costs) to reflect upon how reproducibility generates gains & savings & thereby improves overall performance in the R&I process (including demonstrated positive effects on R&I quality, integrity & trust-worthiness). These results are then validated qualitatively through 3 interactive workshops with our main stakeholder groups (using co-creative approaches, in collaboration with WP4). Based on the synthesis, the task will then use a modified Delphi methodology to work with stakeholders (including members of the co-creation communities) to create recommendations & policy guidelines for practices & joint action by researchers, funders, publishers & institutions to increase reproducibility, including but not limited to training, specialised careers, potential role in assessment criteria & guidelines for best practice. While solutions will be primarily applicable to Europe, attention will be paid to reproducibility in global science. Final recommendations will hence be aligned with user needs, & mapped on the existing practices used by our three research domains & for funders & publishers. The resulting synthesis of knowledge on reproducibility impact pathways & targeted recommendations for action will provide an overall roadmap for future developments beyond the project. |
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Deliverables: D3.1 Reproducibility Impact Pathways: State-of-play on methods, tools, practices to increase reproducibility across diverse epistemic contexts (combines findings from T3.1/3.2) (KNOW, M12) D3.2 Validated key impact pathways for reproducibility, including recommendations (KNOW, M36) Milestones: MS3.1 Conceptual framework for reproducibility across contexts (M8) MS3.2 Interim synthesis of findings on reproducibility gains and savings (M28) |
In Table
WP No. |
4 |
Lead beneficiary |
VUmc |
Start month |
3 |
End month |
30 |
WP title |
Community-driven design and piloting of reproducibility tools and practices |
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Objectives This WP uses future studies, interviews, focus groups & co-creation methods to engage the communities curated in Task 2.2 to steer & assist the development and/or adaptation of the reproducibility tools & practices in WP5. With a focus on the comparative analysis of reproducibility across different epistemological contexts, including barriers & drivers to reproducibility across full research lifecycle, we identify the gaps of knowledge for reproducibility across contexts, & design case-study pilots for the implementation & assessment of new tools. Main objectives:
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Description of work Task 4.1. Future studies to identify priorities from the stakeholder community to predict future of reproducibility and identify actionable steps (M3-M9; VUmc [lead], KNOW, AU) Profound knowledge on potential reproducibility issues that are faced by researchers from different communities is essential to build a framework, create tools & make potential gains & costs visible. This task will first scope the ideal futures of reproducibility for 5 different stakeholders (soc, life, comp sci researchers, plus funders & publishers) in online scenario workshops. Using provisional results from the scoping work in Task 3.1 & 3.2, future scenarios will be depicted through 5 scenario workshops with backcasting & transcend methods. Based on these goals & ideas of the future, we will then work backwards to identify the key steps needed to reach these scenarios. In a next stage, these ideal scenarios will then be used to work with communities (3 cross-stakeholder focus groups & 14 interviews) to further identify drivers & barriers to realising these futures. Bottom-up coding of transcriptions will be conducted in Nvivo, synthesised & reported back to WP3 to further develop the framework (Deliverable 3.1), & carried forward to inform Task 4.2. Task 4.2. Requirements procurement and design (M8-M30; GESIS [lead], KNOW, ARC, VUmc, AU, UOXF, FLEMING) Building upon the priority action areas identified in T4.1, & leveraging the scoping work (inventory of tools & practices) from Task 3.2 & the epistemic contexts identified in Task 3.1, this task will work together with pilot community members to specify new interventions to increase reproducibility across all phases of the research lifecycle from ideation to assessment for different methodologies and epistemic contexts. For each case, a detailed plan of action will be created & the technical & social requirements mapped for development & implementation in WP5. New contexts for existing tools as well as the further development of tools in existing contexts will be considered. In the context of the pilots, we need to apply tools/practices to particular communities/scenarios. These communities have their own special needs & particularities & we here take them into consideration. While we have indicated priority tools for development based on our initial scoping work for this proposal (see section 1.2.2.2), in the spirit of co-creation we base the exact direction of this development on the input of our communities. We hence remain flexible in considering other tools/practices for adaptation or development. Hence this task does essential work in assessing community needs & steering accordingly the development efforts in WP5. Task 4.3 Pilots preparation activities (M13-M19; ARC [lead], VUmc) Piloting of new tools & practices is of great importance in TIER2 for validating, evaluating, & improving the set of tools & practices to facilitate the reproducibility of scientific results. Consequently, we implement a set of preparation activities to ensure successful planning & implementation. Although the pilot partners have contributed to the co-design of the tools & practices, various factors can influence their involvement in the piloting & evaluation activities having a large impact on the respective case studies. These factors are expected to be stakeholder-related (e.g., familiarity with technologies, software stacks), inherent to the project work (e.g., problematic/non-expected operation of components), or even unforeseen situations. Our goal is to plan ahead & implement all necessary steps to anticipate & mitigate any possible setbacks & problems. The task will also pre-register all methods to be used in pilot implementation, & design an evaluation framework for the assessment of WP5’s tools considering different epistemic contexts & specific stakeholder groups. In collaboration with the stakeholders, we will compile a list of performance indicators that can help us in unifying the assessment of the tools per research type & stakeholder group. During the proposal phase we have identified key elements of the pilots (listed in section 1.2.2.3 above), which will be validated, fine-grained & attuned to stakeholder requirements during the project, per the co-design approach we propose. Task 4.4 Pilot implementation and assessment (M20-M30; VUmc [lead], KNOW, ARC, AU, PENSOFT, GESIS, UOXF, FLEMING) This task involves execution of the pilot actions & the respective evaluation activities. The pilot actions involve use cases that showcase & apply in practice reproducibility-related tools & practices for researchers, publishers, & funders (details on the respective actions in section 1.2.2.3) involving all stakeholder communities (Social sciences, Life sciences, Computer Science researchers, plus funders & publishers). The stakeholders will also work towards the evaluation of the tools & practices according to the workflows designed in T4.3 (details on assessment methodology: section 1.2.2.4) to get insights into what works & what is not working for different epistemic diversities & what is needed to be able to successfully implement them in the research community, for funders & for publishers. |
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Deliverables: D4.1 Future reproducibility across epistemic contexts: Report on future studies/backcasting outcomes (VUmc, M9) D4.2 Pilot implementation and assessment plans (GESIS, M18) D4.3 Pilot implementation reflection report including assessment of efficacy & recommendations for future developments (VUmc, M30) Milestones: MS4.1: Pre-registration of protocol for future studies Task 4.1 (M4) MS4.2: Pre-registration of methods for pilot implementation/assessment (M18) MS4.3: Update briefing reports on pilot implementation progress via Reproducibility Hub (M26) |
In Table
WP No. |
5 |
Lead beneficiary |
ARC |
Start month |
9 |
End month |
34 |
WP title |
Development of tools and practices for communities |
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Objectives This work package will develop, extend and/or adapt practical reproducibility-related tools (incl. software, checklists, standards, workflows, monitoring dashboards & policy creation guides) for funders, publishers, & researchers, to be used in the WP4 pilot activities. An agile, continuous, co-creation design & development approach (in constant dialogue with Tasks 4.2-4.4) will be used to ensure that the respective needs & requirements of pilot users are met. NOTE: The tools earmarked for development here are selected on the basis of the priorities identified in our scoping work for this proposal. Given our co-creative approaches, however, the exact direction of development will be oriented to user-needs discovered through the project implementation. We recognise the list of activities below is highly ambitious. However, we point out that TIER2 development partners have been selected for the tools & initiatives they already bring to the project (many already in production – see section 1.2.2.2), whose effective integration will deliver results at scale & cost. |
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Description of work Task 5.1 Practical tools and practices for researchers (M9-M34; ARC [lead], KNOW, GESIS, OpenAIRE, UOXF) This task implements, customises, & deploys practical tools & practices for researchers that promote & facilitate reproducibility of scientific results during planning, data collection & results analysis phases of the research lifecycle, based on the scoping & co-creation activities in WPs3/4. Planned activities (to be further refined through the WP4 co-creation design processes) are:
Task 5.2 Practical tools and practices for publishers (M9-M34; UOXF [lead], KNOW, ARC, GESIS, OpenAIRE) This task will involve all activities for the implementation, customization, validation & deployment of the set of practical tools & practices that promote, facilitate, monitor & assess reproducibility of research outputs, taking into consideration the special needs & requirements of publishers.
Task 5.3. Practical tools and practices for funders (M9-M34; ARC [lead], KNOW, ARC, VUmc, GESIS, OpenAIRE, UOXF) This task will implement, customise, & deploy practical tools & practices that enable & support funding institutions in prioritising & tracking reproducibility within their funded projects. Building upon existing production-ready tools from TIER2 partners, this task will develop:
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Deliverables: D5.1: Reproducibility toolset (tools & practices) for researchers (ARC, M34) D5.2: Reproducibility toolset (tools & practices) for publishers (KNOW, M34) D5.3: Reproducibility toolset (tools & practices) for funders (ARC, M34) Milestones: M5.1: TIER2 researcher reproducibility toolset first release (M22) M5.2: TIER2 publisher reproducibility toolset first release (M22) M5.3: TIER2 funder reproducibility toolset first release (M22) |
TIER2 brings a unique combination of skills and perspectives, consisting of eleven partners from seven countries, well spread across Europe. The partner organisations all bring a wealth of expertise and experience regarding the target communities (computer science, life science, social science), research culture reform, technical aspects of infrastructure and services, as well as expertise in social sciences and humanities, and gender aspects of R&I. The partners have collaborated with success in numerous previous projects together. The inter-disciplinary and complementary nature of our mix of knowledge and networks will allow TIER2 to excel in delivering success in our ambitious activities (see Table
Know-Center GmbH (KNOW, Austria): KNOW’s Open & Reproducible Research Group (ORRG) is an interdisciplinary team of information scientists & sociologists with key expertise in Open Science implementation & policy (e.g., coordinating ON-MERRIT), assessing reproducibility (DG RTD Reproducibility Study), & enabling transparency in research cultures (OpenUP). As a leading European Research Center for Data-driven Business & Artificial Intelligence, KNOW also has substantial domain expertise in computational sciences, as well as social sciences competences. In TIER2, Know-Center coordinates, leads work to consolidate the evidence-base & synthesise project results (WP3), & contributes to work on piloting (WP4) & developing (WP5) tools & practices. |
Athena Research Center (ARC, Greece): ARC has high-level expertise in R&I monitoring (e.g., DG RTD Reproducibility Study), evaluation of Open Science policies & development of e-Infrastructures for scientific content. A leading European AI research institution, ARC has substantial expertise on reproducibility across Computer Science (esp. technologies to assist computational reproducibility). ARC also brings a funder perspective as its “ARCHIMEDES” initiative is an emblematic initiative for Greece funded with over 21m EUR for cascading funds. In TIER2, ARC contributes to the design of the pilots & leads the WP on the implementation of tools & practices (WP 5) that will be demonstrated & evaluated in the context of the pilots (incl. funder piloting via ARCHIMEDES). |
Stichting VUmc (VUmc, Netherlands): Stichting VUmc (part of AmsterdamUMC) is a university medical centre with a very active research ethics/integrity department. VUmc has led several Horizon Europe funded projects, including EnTIRe, the founding project of the Embassy of Good Science (now hosted at VUmc). VUmc is initiator of the project Replication in the Humanities, a 4-year project that investigates to what extent replication should be a crucial element in research in the humanities. VUmc also led the use of co-creative methodologies in SOPs4RI to create and implement Research Integrity guidelines at research institutions. These co-creative methodologies will be used on several occasions in TIER2, where VUmc will lead development of the Reproducibility Hub (WP 2), and lead on the design and assessments of pilot activities (WP 4). |
Aarhus University (AU, Denmark): The Danish Centre for Studies in Research & Research Policy (CFA) at Aarhus University, is a transdisciplinary research centre with extensive expertise in the areas of science & technology studies, meta-research & research, innovation, & university policy. Expertise on fostering Research Integrity (SOPs4RI), & will coordinate POIESIS (starting 2022) studying connections between public trust in Science, Research Integrity & Open Science. In TIER2 AU will lead on the conceptual framework & contribute to inventorising tools & practices (WP3). |
Pensoft Publishers (PENSOFT, Bulgaria): Pensoft is an SME with long-standing expertise in academic, open access book & journal publishing, software development, web design, project dissemination & science communication. PENSOFT has substantial expertise as dissemination partner (over 40 projects). Pensoft is also a renowned Open Science publisher. In TIER2, PENSOFT will be responsible for successful dissemination & communication (WP2), and contribute publisher context in piloting of Reproducibility Management Plans. |
Gesis Leibniz Institute for Social Sciences (GESIS, Germany): GESIS is the largest European infrastructure institute for social sciences, providing data, services, infrastructure & training for all stages of research projects. GESIS brings user-communities and expertise for TIER2’s social science pilots. In TIER2, GESIS will contribute to the design (WP4) & development (WP 5) of reproducibility tools & practices, in particular for the social sciences. |
OpenAIRE (OpenAIRE, Greece): A key EU e-Infrastructure for Open Science and cornerstone of the EOSC. OpenAIRE links national & EC infraspheres and has active links to publishers and funders. OpenAIRE has an extensive training portfolio, and will act as a capacity-building multiplier via its 47 members in 30 counties to disseminate. In TIER2, OpenAIRE leads alignment activities with EOSC (WP1). contribute its infrastructure for the development/implementation of new tools/practices (WP5), & contributes to stakeholder engagement activities (WP2). |
Charité – Universitätsmedizin Berlin (Charite, Germany): Charité is one of the largest university hospitals in Europe. Their QUEST (Quality-Ethics-Open Science-Translation) centre examines how institutions can improve the rigour, reproducibility & transparency of biomedical research. As a founding member of the German Reproducibility Network, and with considerable experience in community engagement/training activities, Charite will lead on stakeholder/co-creation activities, especially bringing together the European reproducibility networks (WP2). |
University of Oxford (UOXF, UK): The Data Readiness Group, at the Oxford e-Research Centre, in the Department of Engineering Science has rich expertise in creating elements that underpin reproducibility (esp. in Life Sciences), as part of the development & implementation of standards & policies via the FAIRsharing network, ELIXIR activities & EOSC-Life. UOXF has excellent links to the UK Reproducibility Network (funded partner) and publishers/funders (via related RDA Interest Groups) In TIER2, UOXF join as Associated Partner, bringing their own in-kind resources (funded via UKRI) to contribute to the Reproducibility Hub (WP 2), & to the development and piloting of tools/practices for researchers, funders and especially publishers (WP 5). |
Biomedical Research Center Fleming (FLEMING, Greece): Fleming is a high-profile non-profit research organisation focusing on scientific & technological excellence, training & innovation in biomedical sciences. In TIER2, FLEMING will contribute to pilot preparation, implementation & assessment for the life sciences (WP4). |
These competences and networks are enhanced and supported by TIER2’s international Advisory Board, external stakeholders with a demonstrated record/interest in reproducibility and Open Science, including expertise in our target research areas, as well and research publishing and funding. The board will advise the project in strategic matters and will provide advice for the high-level dissemination and outreach strategy of the project. The Advisory Board will also be essential for the verification and finalisation of the project’s core results and recommendations.
In addition to the range of perspectives and depth of expertise/experience reflected here, within our consortium and Advisory Board, we also have excellent gender balance (5 of 11 partner PIs and 4 of 8 AB members are female) and excellent international reach across three continents, with exceptional links to further EC Widening Participation countries and world regions. To summarise, Table
Repro-ducibility, RI, OS |
R&I policy |
Pilot domain expertise |
Infrastructure / tools |
Reproducibility networks |
EOSC |
Dissem., training, networking |
Publisher view |
Funder view |
|
KNOW |
x |
x |
CS |
x |
x |
x |
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ARC |
x |
x |
CS |
x |
x |
x |
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VUmc |
x |
SS |
x |
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AU |
x |
x |
SS |
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PENSOFT |
x |
x |
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GESIS |
SS |
x |
x |
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OpenAIRE |
x |
x |
x |
x |
x |
x |
x |
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Charite |
x |
LS |
x |
x |
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UOXF |
x |
LS |
x |
x |
x |
x |
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FLEMING |
LS |
x |
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Advisory Board |
x |
x |
x (all) |
x |
x |
x |
x |
x |
x |
Ethical dimension of the objectives, methodology and likely impact
TIER2 aims to enhance reproducibility through design, implementation and assessment of systematic interventions addressing key levers of change (tools, skills, communities, incentives, and polices). Our objectives align strongly with broad ethical goals of community-engagement, reform of research cultures to address problematic practices, and increasing trust in research. Activities to achieve the objectives will include both quantitative and qualitative studies, as well as stakeholder engagement via online and live meetings, which will be recorded and analysed. Trainings and training pathways will be evaluated with participants, using surveys and interviews. The activities to achieve these objectives will include the involvement of different stakeholders reproducibility in WPs 2,3,4,5. Only adult participants will be included and will not belong to vulnerable populations. Personal data will be collected from project activities described above and will not include sensitive personal data, such as health and genetic data, or political and religious opinions. The project will also involve non-EU countries (UK and potentially one or more Associated Country). The activities in these countries will be the same as in EU countries involved in the project. Benefit-sharing is planned for any lower middle-income countries that will take part in the project (their involvement will be specifically with the aim of boosting reproducibility capacity in these countries). We do not foresee negative impacts of the project activities with regard to political or adverse financial consequences, misuse or stigmatisation of specific populations. Protection of rights, well-being, safety, privacy and confidentiality of the participants in project activities will be ensured by the coordination and management of the TIER2 governing body in WP1, coordinated by KNOW. Some elements of our research may involve elements of AI, especially in the context of our development of tools to support reproducible researcher workflows and publisher tools for review of data/code. At any step of these activities we will adhere strictly to best-practice guidelines in the design and testing of these systems to ensure there are no ethical concerns related to human rights and values, especially to clearly identify and address any biases contained within training datasets which may negatively affect performance for any populations. The TIER2 governance structures will provide oversight of all project activities, and will include a General Assembly of all partners, meeting in-person during consortium meetings and virtually when required; a steering committee, comprising WP leads and meeting virtually at least 4 times a year; and an external Advisory Board. The TIER2 core leadership team will provide operational, administrative and financial support in all project activities.
Compliance with ethical principles and relevant legislations
The work in the TIER2 project will be led by relevant EU/national legal and ethical requirements of the country or countries where the tasks are to be carried out. The legal and ethics framework includes: The Universal Declaration of Human Rights, The European Convention on Human Rights, The Charter of Fundamental Rights of the European Union, and the EU General Data Protection Regulation. The European Code of Conduct for Research Integrity will be the main ethical and integrity reference followed in the project. As the activities raising ethics issues are related to the involvement of human participants in social sciences/humanities research, TIER2 takes full awareness of all ethical issues addressed in the guides “Ethics in Social Science and Humanities” and “Ethics and Data Protection”, published in 2021 by panels of experts at the request of the European Commission. For the activities in any lower middle-income countries, TIER2 will follow the principles outlined in the Global Code of Conduct for Research in Resource-poor Settings. Research involving human participants - the consortium will ensure compliance with the applicable international conventions, EU and national legal provisions in relation to the conduct of studies involving human participants in social science/ humanities research, data protection and confidentiality. All necessary ethical approvals and authorisations will be obtained prior to the start of the research activities. The consortium is aware of differing practices of approvals for social sciences/humanities research and expects that in some countries ethics approvals are not required or is waived for that type of research. Ethics compliance oversight is dealt with in WP1 (Task 1.1). Protection of rights, well-being, safety, privacy and confidentiality of the participants in project activities will be ensured by the coordination and management of the TIER2 governing body in WP1, coordinated by KNOW. The TIER2 governance structures will provide oversight of all project activities. A Consortium Agreement will describe the rights and obligations of partners and a succinct governance structure, including a General Assembly (all consortium members), the Executive Board (consisting of one representative of each partner organisation), and an external, international Advisory Board. The TIER2 core leadership team will provide operational, administrative and financial support in all project activities. Data from non-EU partners of the consortium will be imported into the EU, in compliance with the laws of the country in which the data was collected. At the moment, EU has made adequacy decision that UK has adequate level of data protection, so that the flow of research data is possible without any further safeguards. The consortium will adopt technical and organisational security measures to prevent unauthorised access to personal data collected during the project, adequately train the research staff and publish the search results in such a way as to do not allow their improper use. Involvement of non-EU countries – the consortium will perform activities and collect data from three Widening Participation countries (to be decided via open call – it hence may be that one or more are Associated Countries). Research and data collection will be performed in the same conditions as in EU countries except if justified by local requirements that do not contradict the spirit of ethical guidelines. All study activities will be submitted to the local legal and ethical committees in compliance with relevant requirements. The consortium confirms that the research to be held in non-EU countries would be allowed in all EU Member states. Some elements of our research may involve elements of AI, especially in the context of our development of tools to support reproducible researcher workflows and publisher tools for review of data/code. At any step of these activities we will adhere strictly to best-practice guidelines (e.g., The IEEE Global Initiative on Ethics of Autonomous and Intelligent Systems). Ethically aligned design: A vision for prioritizing human well-being with autonomous and intelligent systems) in the design and testing of these systems to ensure there are no ethical concerns related to human rights and values, especially to clearly identify and address any biases contained within training datasets which may negatively affect performance for any populations.
Funded by the European Union (grant agreement No 101094817). Views and opinions expressed are however those of the authors only and do not necessarily reflect those of the European Union or the European Research Executive Agency. Neither the European Union nor the granting authority can be held responsible for them.
Reproducibility: Definitions of reproducibility (and replicability, etc.) vary widely. In this proposal, reproducibility is used in the broad sense to refer to the possibility for the scientific community to obtain the same results as the originators of a specific finding. Where more exact language is intended, we use the terms: Computational reproducibility: Same finding obtained using same dataset, experimental setup and methodology; Replicability: Same finding obtained from the same or similar analytical method on different datasets. Can be further delineated: Direct replication: Same analytical method, different data, same result; Conceptual replication: Different analytical method, different data, same result.
Contract RTD/2020/SC/010, 2020-2022, budget 480k EUR. Final report: http://doi.org/10.2777/186782
Technological Readiness Level is “a type of measurement system used to assess the maturity level of a particular technology”, cf. https://www.nasa.gov/directorates/heo/scan/engineering/technology/technology_readiness_level
EC DG-RTD. 2022. Assessing the reproducibility of research results in EU Framework Programmes for Research https://data.europa.eu/doi/10.2777/186782
Project recently funded (Horizon Europe, 2m EUR) under call topic HORIZON-WIDERA-2021-ERA-01-40 https://ec.europa.eu/info/funding-tenders/opportunities/portal/screen/opportunities/topic-details/horizon-widera-2021-era-01-40
MethodHub is under development by Gesis and will be TRL4 by TIER2’s anticipated kick-off
ROAL is under development by ARC and will be TRL5 by TIER2’s anticipated kick-off
Proposal originally made public upon submission at https://osf.io/4h859/
TIER2 coordinator Tony Ross-Hellauer was co-organiser of the original Reprohack events, hosted as OpenCon satellite events (Berlin 2016, London 2017). See: https://www.reprohack.org/about
Proposal made public at https://osf.io/4h859/
From the Horizon Europe “Data Management Plan Template”: A qualified reference is a cross-reference that explains its intent. For example, X is regulator of Y is a much more qualified reference than X is associated with Y, or X see also Y. The goal therefore is to create as many meaningful links as possible between (meta)data resources to enrich the contextual knowledge about the data. (Source: https://www.go-fair.org/fair-principles/i3-metadata-include-qualified-references-metadata/)