Research Ideas and Outcomes :
Grant Proposal
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Corresponding author: Patrik Lindenfors (patrik.lindenfors@zoologi.su.se)
Received: 18 Mar 2021 | Published: 20 Apr 2021
© 2021 Patrik Lindenfors, Jonas Svensson
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Lindenfors P, Svensson J (2021) Evolutionary explanations for religion: An interdisciplinary critical review. Research Ideas and Outcomes 7: e66132. https://doi.org/10.3897/rio.7.e66132
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Some form of religion exists in every documented society on earth. However, ‘religion’ is a multifaceted phenomenon commonly including aspects, such as rituals, myths, rules and regulations concerning ethical behaviour, social practices and some form of belief in the supernatural (e.g. gods, spirits or souls). Due to its pervasiveness, many researchers of biological and cultural evolution have suggested that religion needs a universal evolutionary explanation. However, most proposed explanations have either treated religion as a single all-encompassing entity or only focused on a single or a few aspects of religion. We propose, instead, to carry out an extensive review of such suggested evolutionary explanations with the express aim of pairing up proposed explanations with religious components in order to form a more comprehensive depiction of causation and how religion and human cognition both have evolved, each influenced by the other. We also propose to summarise predictions and hypotheses that spring from each explanation, with the express aim of stating how each may be evaluated and tested. Crucially, different aspects of religion may have different explanations and different explanations may apply to several aspects of religion. Proposed explanations will be summarised in a series of thematically oriented scientific articles, as well as in a summary monograph. Our dual competencies, in evolutionary theory and religious studies, provide us with a unique opportunity to evaluate these issues from both a natural and a humanistic point of view.
evolution, cultural evolution, cognitive science of religion, religion
The concept of religion, as it is employed in academic as well as non-academic contexts, covers a multitude of widespread cultural phenomena. Anthropologist Pascal Boyer stated in 2001 that ‘why’-questions pertaining to religious beliefs and practices ‘used to be mysteries (we did not even know how to proceed) and are now becoming problems (we have some idea of a possible solution)’ (
The project proposed here constitutes a ‘boundary’ crossing between two academic perspectives: evolutionary theory and the comparative study of religions. The purpose of combining our competencies is to highlight what both collaborators see as a deficiency within the field. Many scholars trained in the field of comparative study of religions are sceptical of evolutionary theory, often deeming it reductionist and not worthy of serious scholarly attention. Conversely, amongst the more known scholars who do apply evolutionary theories to religion (or culture in general), few have formal training in the study of religions or its comparative approach (for a notable exception to this, see
To date, there is no systematic survey, comparison and critical scientific evaluation of evolutionary explanations for religion from the dual, cross-disciplinary perspective suggested in this project, engaging competence from both the natural sciences and the humanities. The two researchers involved in the project have their formal training in evolutionary biology and the comparative study of/history of religions, respectively, but share a keen professional interest in each other’s academic fields (see below). Furthermore and importantly, both share a common scientific outlook. Any suggestions as to the evolutionary roots of religion must be evaluated in accordance with basic scientific principles to which both collaborators in the project subscribe: parsimony, theoretical integration, predictive potential and not least, compatibility with known data, experimental, ethnographic, sociological and historical.
Evolutionary thinking had a prominent place in the early phases of the academic study of religions, heavily influenced by notions that mankind, or rather civilizations, advances from one stage to the next. An early example is Auguste Comte who proposed ‘that each of our leading conceptions, each branch of our knowledge, passes successively through three different theoretical conditions: the Theological or fictitious; the Metaphysical or abstract; and the Scientific or positive.’ (
Eventually, stage thinking fell into disrepute as being an ethnocentric, if not racist, view, postulating (Protestant) Christianity or Science as the ‘end result’ of an evolving civilisatory process. It was replaced by other theories focusing on the social function, rather than the origin, of religious phenomena or perspectives rejecting explanatory endeavours altogether, refusing to ‘reduce’ those phenomena to social or psychological causes. Religion should, according to this latter view, be studied as a phenomenon sui generis. The goal of the researcher was to describe and interpret religious phenomena, rather than to explain them.
In our research, we propose to take the opposite approach and attempt to explain religious phenomena, rather than to describe them. Whereas traditional theology has had much to say on the existence of God, we leave this question unexamined and instead propose to investigate religion as any other cultural phenomenon.
Modern cultural evolutionary theory has, to a large degree, left stage thinking behind, since it is problematic both concerning theoretical rigour and empirical backing (
In the academic study of religions, the by-product perspective is particularly dominant within what is termed the ‘cognitive science of religion’, established in the early 1990s. Basically, religious phenomena, beliefs, practices and social organisation are here explained as a result of a selective process on religious cultural traits where those most compatible with human-evolved psychological dispositions will be maintained and propagated. According to scholars taking this perspective, there is no particular human religious ‘instinct’ or religious ‘gene.’ The psychological dispositions that give rise to religious phenomena are no different from the dispositions that are active in every-day cognition, in isolation or in combination; mainly concept formation, categorisation and inferences. Hence, the widespread beliefs in superhuman agents (gods, spirits etc.) and their supposed involvement in human affairs are made possible and salient because of an evolved ‘theory of mind’, together with a set of specialised mental systems, such as a proposed ‘hypersensitive agency detection device’ (HADD), an intuitive morality and diverse mental mechanisms particularly related to social cognition. The form such beliefs take may be explained by the fact that supernatural concepts that are ‘minimally counter-intuitive’ are particularly prone to be remembered (
By-product orientated theories rest heavily on the tradition of evolutionary psychology, on notions of modularity of mind and domain specificity. The main aim is to explain universal or near universal recurring features of religious thought and behaviour, with recourse to sets of specific mental mechanisms. This makes the perspective somewhat different from other theories presenting cultural evolution as a more independent, but still evolutionary, process. Here, certain evolved general biases affecting attention to and processing of cultural information, such as conformity bias and prestige bias, have cumulative effects on the content of culture (
Perspectives viewing religious phenomena as adaptions in themselves, as a result of either biological or cultural evolution, tend to focus on their function in relation to social cohesion, cooperation and norm enforcement through, for example, providing shared ethnic markers or a common unifying cause (
No one has taken the idea of benefits of religion for large scale cooperation further than David Sloan Wilson, who is mainly known in biology for his attempts to revive the long since discredited theory of group selection through what he terms ‘multi-level selection.’ Wilson (
Different aspects of religion can be more straightforwardly advantageous in other ways. Religious myths can, for example, provide psychosocial comfort through providing satisfying explanations of the world around us and our place in it or through explanations of seemingly inexplicable events in times of need (
The division between strands in contemporary evolutionary explanations for religious phenomena provided in this short overview may give the impression that the competing explanations are mutually exclusive. This is not the case, as has been shown in attempts at reconciling them into a unified theoretical framework (see, for example,
From the fact that there is no known society on earth (with the possible exception of a few contemporary societies, for example, North Korea) where religion has not played an important part, it has been hypothesised that religion is intrinsic to human nature, that human beings have a ‘faith instinct’ (
Contemporary evolutionary explanations for religion, mentioned above, focus on different levels. Adaptionist perspectives focus on selection levels 1-3, with religious phenomena being biologically beneficial for the group, individual or gene. A by-product perspective, on the other hand, focuses on level 4, where religious phenomena are mainly beneficial for their own propagation. Perspective focusing on cultural evolution will also tend towards level 4, but without rejecting the possibility of adaptive features of cultural beliefs or rather adaptive types of behaviour that these beliefs cause and even feedback-loops between cultural and biological evolution.
Current cultural evolutionary theory is based on the realisation that cultural change is a process similar, but not identical, to biological evolution (e.g.
There is one crucial difference between biological and cultural evolution, however, prohibiting the direct import of methods from biology to cultural studies (
Central insights of the contemporary evolutionary perspective, with consequences for both biological and cultural evolution, are that there is no end-goal of evolution, no common transitory stages and no best solution; instead the common theme is similar solutions to similar problems of existence. This understanding leads to predictions of the ‘if condition X, then trait Y’-variety. Any evolutionary understanding of religions must therefore focus on factors such as human psychology, potential evolutionary benefits of different religious practices and on similar changes in similar situations. In extension, this means that theories of evolutionary causes of religious components are testable with both historical and contemporary data.
In cultural as well as biological evolution, explanations to a particular type of behaviour in organisms are of two kinds: proximate and ultimate (
An important aspect of the critical evaluation of evolutionary explanations for religion is to highlight underlying conceptualisations of the subject matter. This is particularly important when these conceptualisations constitute limitations to the scope of the explanations. Preliminary surveys indicate, for example, that the concept of religion, at times, prototypically mirrors a Christian, mainly Protestant, understanding of what constitutes ‘true’ religion, i.e. with a focus on dogma, belief and morals. Hence, evolutionary explanations for religion may, at times, best be viewed as explanations for one, perhaps limited, set of beliefs and practices and not of ‘religion’ as a totality.
This has consequences for the methodology employed. The collaborators will not provide a single operative definition of religion. When evaluating diverse evolutionary explanations, it is preferable to fractionalise the abstract, theoretical concept of religion and address different components in turn, as separate (though, at times, interrelated) units, i.e. particular mental states (beliefs) and instances of behaviour that, by themselves, may require not a single, but different evolutionary explanations. For each component, each explanation provided in contemporary research can be scrutinised systematically from the project’s dual perspective in the following sequential manner: the validity of the theoretical premises upon which it rests, the suggested scope of the explanation and how the explanation corresponds with known data, historical and contemporary. Particularly important in the latter respect are data that contradict theoretical assumptions and predictions in evolutionary theories of religion.
In practice, the collaborators will focus on particular phenomena that receive attention in contemporary evolutionary explanations for religion, but also highlight phenomena that have been in focus in the study of religions, but has received less interest in evolutionary accounts. The two collaborators have preliminarily (independently and together) identified several areas where analysis can be undertaken. These include evolutionary explanations for individual religious experience of the ‘holy’, the construction and spread of myths and other forms of sacred narratives, religious artifacts and art, the cult of relics, religious ethics and law (which often extends far beyond moral codes, beneficial to social cohesion and cooperation); festivals and ceremonies and associated behaviour. Within all of these areas, there is a wealth of empirical data that has been gathered through historical and ethnographic methods within the study of religions and that can be used in evaluation.
The following constitute three snapshots of how the proposed review and evaluation will be carried out. These represent areas where the collaborators of the project have initiated a discussion and exchange of ideas. It should be stressed, however, that these are just snapshots and that a thorough analysis will be much more nuanced and detailed, heeding both proximate and ultimate explanations for the diverse phenomena, as well as evidence and counter-evidence for the predictions they render. Furthermore, the three snapshots by no means exhaust the field, but are an indication of the manner in which the project will proceed.
a.) Beliefs in culturally postulated superhuman (i.e. minimally counter-intuitive) agents such as gods, spirits or ancestors.
As Boyer (
There are further theories based on other human psychological predispositions on the approximate form such superhuman agents should take. The theory of superhuman agents as ‘minimally counter-intuitive’ concepts has gained wide recognition, where experimental research has shown that human beings are prone to give attention to and remember concepts that contain only a limited set of features that contradict our intuitive expectations (
Adaptionist evolutionary explanations for possible benefits of beliefs in superhuman agents usually focus on the domain of compliance to moral codes and social control. Experimental research has shown, for example, that humans will behave more morally if they perceive or believe, consciously or not, that someone else is watching them. Beliefs in present, but invisible, superhuman entities may, therefore, influence people to behave more honestly (
There are other potential areas where beliefs in superhuman agents could possibly be viewed as adaptive, for example, as a means to lessen existential anxiety and relieve humans from the effort of searching for causality in events where such causality is not directly evident. Furthermore, studies indicate that beliefs in supernatural agents that can affect your life may have effects on personal health (
b.) Rituals and other forms of religious behaviour
Rituals pose an evolutionary puzzle in that they are examples of costly behaviour with no immediate or obvious benefits. Boyer and Liénard (2006) have proposed an explanation for rituals ‘in terms of an evolved system to detect and react to inferred threats to fitness.’ Particularly important and common in many traditions, are rituals concerned with cleansing and pollution avoidance. According to Boyer (
Ritualistic behaviour is structurally similar to Obsessive Compulsive Disorder (OCD) and, according to Dulaney & Fiske (
Quite distinct from such a by-product perspective, adaptionist explanations have attempted to solve the riddle of costly ritual behaviour by connecting it to social signalling. By involving oneself in costly ritual behaviour, individuals signal their commitment to the group and their readiness for sacrifice, which in turn evokes responses from others in terms of trust and altruistic behaviour, responses that are beneficial to the ritual performer (
One problem with such adaptionist theories of religious behaviour, in general, is the assumption of correspondence and one-way causal relationship between beliefs (or rather mental states) and behaviour. Experimental evidence exists that indicate that religious beliefs may not be the cause of behaviour, but in many cases, the effect of it (
Human beings are prone, as a result of evolution, to act in certain ways, not least in social contexts, while not knowing why they do it. The assumed presence of religious beliefs and convictions becomes a way for the individual to account for his/her own, often puzzling behaviour. One example of this is self-sacrificial behaviour. While possibly receiving more attention when occurring in a religious context, suicide attacks also occur outside of these, as evidenced for example amongst Tamil Tigers, a Marxist organisation in Sri Lanka. The causal mechanism behind this type of self-sacrificial behaviour may thus run deeper than ‘belief in an afterlife’ (
In general, there is a potential problem in the use of official dogma within religious traditions as data for beliefs and motives for the behaviour of individuals formally belonging to that tradition. Again, the academic study of religions has repeatedly shown that correspondence between official dogma formulated by religious experts and the beliefs of individuals is often small. There is widespread ‘theological incorrectness’ (
c.) Social organisation
Questions concerning how religion relates to social organisation, authority and power, distinctions between social groups, intra-social stratification and inter-social conflict have been central in the study of religions. The field is huge and here only a few areas can be noted, examples where the value of the project’s dual approach becomes apparent.
By-product perspectives have generally been less influential in explaining phenomena relating to religion and social organisation, apart from noting that a set of general mechanisms of social cognition contain elements that serve the purpose of social control and hierarchies. These include regulations of social exchange, monitoring of social status, cheater detection, intuitive notions on justice and morality and a coalitional instinct (
Social cohesion has received more attention in the adaptionist perspectives. The latter have already been alluded to above. Humans in large groups need to organise themselves, something which is also true for religious groups. As discussed above, a better organised group is also a better functioning group, which is beneficial for individuals, their genes and the organisation itself (
However, such a suggested role for religious phenomena is not uncontroversial. Social functionalist theories of religion are challenged by the fact, which is well attested in historical and ethnographic research, that internal solidarity and cooperation need not be the standard feature of religious groups. Rather, a situation of contestation and conflict, dissent and violent means to force compliance is commonplace. Notions of superhuman agents, their wishes and demands and religious behaviour are central to this. Any adaptionist theory of evolution must take these facts of conflict, tension, contestation, diversity and change within religious groups into account, because it challenges simplistic and, at times, ideologically-motivated assumptions of the role of religion.
There are ample examples in both history and contemporary times how religion can be used for outright exploitation related to authority and power in society. The ruling classes of society and, not least, religious experts, may utilise religion to legitimise their privileges and secure access to common goods. Such observations need not be incompatible with evolutionary explanations. On the contrary, forms of exploitation evident in history and contemporary societies may be explained with recourse to human dispositions. As an example, the common use of ‘family’ titles (father, sister, brother) amongst religious authority figures can be explained as a cultural exploitation of our biologically evolved sense for kin, i.e. the cultural creation ‘fictive kin’ (Quirko 2011).
One particular suggestion from the perspective of evolutionary theory to the long identified puzzle of explaining and not only describing, how religious authority is established, upheld and challenged, should be noted. This explanation invokes a combination of a by-product perspective and a cultural evolutionary perspective focusing on evolved social learning strategies (
The preliminary results of the collaborators’ exchange of ideas, described above, rest upon their independent previous research. Lindenfors’ work on cultural evolution has resulted in one book and seven co-authored peer-reviewed articles, including publications on the evolution of language, the evolution of democracy and cultural evolution in general. He has summarised research on cooperation from an evolutionary perspective in the book Samarbete. Svensson has during the last three years focused on applying theories from the cognitive science of religion on Islamic material. He has so far published three peer-reviewed articles connected to this work and an additional three have been accepted for publication. Currently he is finalising a book applying theories on human cognition and cultural evolution on historical and contemporary Muslim views on the prophet Muhammad and their relationship to behaviour and social organisation.
The proposed research will be carried out in close cooperation with the Centre for the Study of Cultural Evolution (CEK) at Stockholm University. CEK resides within the faculty of humanities and hosts a mix of researchers from various social sciences and humanities, natural sciences and mathematics, who share an interest in the dynamics of human culture and behaviour. Researchers at CEK work together and benefit from each other's knowledge and methods. Thereby, it has become an internationally competitive and attractive research environment. CEK has been evaluated by Professor Stephen Shennan of University College, London who judged it as world leading in theoretical contributions to cultural evolution.
The results of the project will be published in several forms. One is co-written articles in international journals. These articles will mirror the fractionalising approach to religion outlined above, addressing one particular phenomenon at a time. The final aim is a co-written monograph in Swedish, with the aim of introducing the field of evolutionary explanations for religion in the local academic setting, where it is currently absent. Both researchers are active participants in a contemporary public debate, regularly presenting their research in forms and media accessible to the general public. This is an activity that will continue and form part of the project as a whole.
During the start of the project, we will focus on outlining how to divide ‘religion’ into sub-components and then linking known evolutionary and more direct causal factors to each sub-component. Over the next two consecutive years, we will thoroughly review the literature and place each proposed explanation, experiment and observation into this framework, publishing articles on particular phenomena as we proceed. The final year will be spent summarising our findings into a monograph to be published at the end of the research period.
Both authors contributed equally to this grant proposal.
The authors have no conflicts of interest.