Research Ideas and Outcomes :
Grant Proposal
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Corresponding author: Katharina Lapin (katharina.lapin@bfw.gv.at)
Received: 08 Apr 2020 | Published: 13 Apr 2020
© 2020 Katharina Lapin, Anja Bindewald, Florian Kraxner, Aleksander Marinšek, Nicola La Porta, Reneema Hazarika, Debojyoti Chakraborty, Janine Oettel, Frederic Berger, Patricia Detry, Gordana Kolesaric, Darja Baric, Sonia Abluton, Giovanna Ulrici, Isabel Georges, Karl Manfred Schweinzer, Silvio Schüler
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation: Lapin K, Bindewald A, Kraxner F, Marinšek A, La Porta N, Hazarika R, Chakraborty D, Oettel J, Berger F, Detry P, Kolesaric G, Baric D, Abluton S, Ulrici G, Georges I, Schweinzer KM, Schüler S (2020) A transnational cooperation for sustainable use and management of non-native trees in urban, peri-urban and forest ecosystems in the Alpine region (ALPTREES). Research Ideas and Outcomes 6: e53038. https://doi.org/10.3897/rio.6.e53038
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The expected benefits and potential risks of non-native tree species (NNT) to European geographic regions have polarized the opinions of experts and citizens. Benefits include climate change (CC) mitigation and adaptation, contributions to bioeconomy, urban and peri-urban green infrastructure and mitigation of natural hazards. However, NNT may become invasive and thus may pose risks to native biodiversity, ecosystem functioning or socio-economy. In critical and vulnerable ecosystems such as the Alpine Space (AS), such risks and benefits must be carefully considered before management decisions are made. Experiences in the management of NNT in urban areas, peri-urban, rural territories and forests are often region- or city-specific and rarely shared. Given the challenges in NNT management with respect to both benefits and risks, an European transnational approach is needed to qualify the role of NNT in future AS ecosystems. The objective is to provide a transnational strategy for a responsible use and sustainable management of NNT in the AS with the help of an integrated Decision Support System. The project fits within the context of national and regional site-derived policy aiming at protecting and enhancing biodiversity to ensure ecological connectivity and cultural resources while maintaining a high level of resilience and ecosystem services across the AS. Implementation activities of the ALPTREES project include
ALPTREES will formulate management recommendations for NNT under different climate and economic scenarios based on experience from sample plots combined with model projections, citizen science, and multiple stakeholder meetings. With the help of policy briefs, a handbook of lessons learned, transnational pilot actions for best management practices, and an inter-active online Decision Support System a close stakeholder interaction and -benefit will be ensured Another innovative output of the project is the Open ALPTREES Knowledge Hub, that will support the transnational and interdisciplinary knowledge transfer.
climate change, non-native trees, alpine space, stakeholder
Die erwarteten Vorteile und potentiellen Risiken von nicht-heimischen Baumarten (non-native trees, NNT) für die Regionen im europäischen Raum polarisieren die Meinungen von Experten und Bürgern. Zu den Vorteilen gehören eine mögliche Eindämmung des Klimawandels sowie eine Anpassung an diesen, Beiträge zur Bioökonomie, zur Infrastruktur im städtischen und stadtnahen Raum und zur Minderung von Naturgefahren. NNT können jedoch invasiv werden und somit Risiken für die heimische biologische Vielfalt, die Funktionsfähigkeit von Ökosystemen oder die Sozioökonomie darstellen. In sensiblen und kritischen Ökosystemen wie dem Alpenraum (Alpine Space, AS) müssen solche Risiken und Nutzen sorgfältig abgewogen werden, bevor Entscheidungen zur Bewirtschaftung getroffen werden. Die Erfahrungen mit dem Management von NNT in städtischen Gebieten, Stadtrandgebieten, ländlichen Gebieten und Wäldern sind häufirg lokal oder regional fokussiert und ein überregionaler Austausch findet nur selten statt. Angesichts der Herausforderungen im Umgang mit NNT sowohl in Bezug auf den Nutzen als auch die Risiken ist jedoch ein europäischer transnationaler Ansatz erforderlich, um die Rolle von NNT in zukünftigen AS-Ökosystemen zu beurteilen. Ziel ist es, mit Hilfe eines integrierten Systems zur Unterstützung der Entscheidungsfindung eine transnationale Strategie für den verantwortungsvollen Umgang und ein nachhaltiges Management von NNT im AS bereitzustellen. Das Projekt steht in Zusammenhang mit nationalen und regionalen Richtlinien, die darauf abzielen, die biologische Vielfalt zu schützen und zu verbessern, um eine ökologische Vernetzung sowie kulturellen Ressourcen zu fördern und gleichzeitig ein hohes Maß an Widerstandsfähigkeit und Ökosystemleistungen im gesamten AS zu erhalten. Die Aktivitäten zur Umsetzung des ALPTREES-Projekts umfassen
ALPTREES wird Managementempfehlungen für NNT unter verschiedenen Klima- und Wirtschaftsszenarien formulieren, die auf den Erfahrungen aus Probeflächen-Erhebungen in Verbindung mit Modellprojektionen, Citizen Science und zahlreichen Stakeholder-Treffen basieren. Mit Hilfe von Policy Briefs, einem Handbuch der gewonnenen Erkenntnisse, transnationalen Pilotaktionen für beste Managementpraktiken und einem interaktiven Online-Entscheidungsunterstützungssystem wird eine enge Zusammenarbeit mit den Interessengruppen und deren Nutzen sichergestellt. Ein weiteres innovatives Ergebnis des Projekts ist eine offene ALPTREES-Wissensplattform, die den transnationalen und interdisziplinären Wissenstransfer unterstützt.
Pričakovane koristi in potencialna tveganja, ki jih prinašajo tujerodne drevesne vrste (TDV) v evropski prostor so razdelila mnenja strokovnjakov in zainteresirane javnosti. Koristi TDV vključujejo ublažitev in prilagajanje podnebnim spremembam, prispevke k bioekonomiji, mestni in obmestni zeleni infrastrukturi ter k omiljevanju naravnih nesreč. Vendar lahko TDV postane invazivna in s tem predstavlja tveganje za domačo biotsko raznovrstnost in delovanje naravnih ekosistemov. Lahko predstavlja tudi določena teganje v družbenogospodarski sferi. V kritičnih in ranljivih ekosistemih, kot je alpski prostor (AP), je pred sprejemanjem odločitev o upravljanju s TDV potrebno skrbno preučiti takšna tveganja in koristi. Izkušnje z upravljanjem TDV v urbanih, periurbanih in podeželskih območjih ter gozdovih so pogosto specifične za regijo ali mesto in le redko dosežejo druga območja in deležnike. Glede na izzive pri upravljanju TDV, ki se tičejo koristi in tveganj, je potreben evropski nadnacionalni pristop k problematiki, kjer se opredeli vloga TDV v prihodnjih ekosistemih AP. Cilj projekta je zagotoviti nadnacionalno strategijo za odgovorno uporabo in trajnostno upravljanje s TDV v alpskem prostoru s pomočjo integriranega sistema za podporo odločanju. Projekt se ujema z nacionalno in regionalno politiko, katere cilj je varovanje in povečanje biotske raznovrstnosti, zagotovljanje ekološke povezanosti in kulturnih virov, hkrati pa se ohranja visoka stopnja odpornosti in ekosistemskih storitev v celotni alpski regiji. Dejavnosti izvajanja projekta ALPTREES vključujejo
Projekt ALPTREES bo oblikoval priporočila za upravljanje s TDV v različnih podnebnih in gospodarskih scenarijih, ki bodo temeljili na izkušnjah iz pilotnih območij v kombinaciji z modelnimi projekcijami, ljubiteljsko znanostjo in več srečanji deležnikov ter zainteresirane javnosti. S pomočjo poročil o politikah, priročnika pridobljenih izkušenj, pilotnih akcij za najboljše upravljavske prakse ter interaktivnega spletnega sistema za podporo odločanju, bo zagotovljena tesna interakcija deležnikov. Nov inovativen rezultat projekta je Odprt ALPTREES Center Znanja (Open ALPTREES Knowledge Hub), ki bo podpiral nadnacionalni in interdisciplinarni prenos znanja.
I benefici attesi e i rischi potenziali delle specie di Alberi Non Nativi (Not Native Trees, NNT) per le regioni geografiche europee hanno polarizzato le opinioni di esperti e cittadini. I vantaggi dell’uso di tali specie includono l'adattamento ai cambiamenti climatici (CC), i contributi alla bioeconomia, le infrastrutture verdi urbane e periurbane e la mitigazione dei pericoli naturali da parte degli NNT, mentre i rischi comportano l'invasività di queste specie NNT e gli effetti sulla biodiversità naturale. In ecosistemi vulnerabili come Alpine Space (AS), tali rischi e benefici devono essere attentamente considerati prima di prendere decisioni sulla loro gestione. Le esperienze nella gestione di NNT nelle aree urbane, nelle aree periurbane, rurali e nelle foreste sono spesso specifiche per paese/città e quindi raramente condivise. Date le sfide nella gestione degli NNT in termini sia di benefici che di rischi, è necessario un approccio transnazionale per qualificare il ruolo degli NNT nei futuri ecosistemi di AS. Pertanto, l'obiettivo è fornire una strategia transnazionale europea per un Sistema di Supporto alle Decisioni sull'uso responsabile e la gestione sostenibile di NNT nella AS. Il progetto si inserisce nel contesto della politica nazionale e regionale derivata dal sito che mira a proteggere e migliorare la biodiversità per garantire la connettività ecologica e le risorse culturali mantenendo un alto livello di resilienza e di servizi ecosistemici (ES) in tutti gli AS. Le attività di implementazione del progetto ALPTREES includono:
Nel progetto ALPTREES formuleremo raccomandazioni di gestione per la NNT in diversi scenari climatici ed economici attraverso incontri con le parti interessate, riassunti delle politiche, un manuale di lezioni apprese e azioni pilota transnazionali per le migliori pratiche di gestione. Un risultato innovativo del progetto è l'Open Knowledge ALPTREES, che supporterà il trasferimento di conoscenze transnazionali e interdisciplinari.
Les avantages attendus et les risques potentiels des arbres non natifs (NNT) pour les régions géographiques européennes ont polarisé les opinions des experts et des citoyens. Les avantages comprennent l'atténuation du changementclimatique (CC) et son adaptation, les contributions à la bioéconomie, aux infrastructures vertes urbaines et périurbaines et à l'atténuation des risques naturels. Cependant, les NNT peuvent devenir envahissants et donc présenter des risques pour la biodiversité endémique, le fonctionnement des écosystèmes ou la socio-économie. Dans les écosystèmes critiques et vulnérables tels que l'Espace alpin (EA), ces risques et avantages doivent être soigneusement pris en compte avant que des décisions de gestion ne soient prises. Les expériences en matière de gestion des NNT dans les zones urbaines, périurbaines, rurales et forestières sont souvent spécifiques à une région ou à une ville et rarement partagées. Étant donné les défis que pose la gestion des NNT, tant en ce qui concerne les avantages que les risques, une approche transnationale européenne est nécessaire pour qualifier le rôle des NNT dans les futurs écosystèmes de l’EA. L'objectif est de fournir une stratégie transnationale pour une utilisation responsable et une gestion durable des NNT dans l’EA avec l'aide d'un système intégré d'aide à la décision. Le projet s'inscrit dans le contexte d'une politique nationale et régionale basée sur des retours d’expérience visant à protéger et à améliorer la biodiversité pour assurer la connectivité écologique et les ressources culturelles tout en maintenant un niveau élevé de résilience et de services écosystémiques dans l'ensemble de l’EA. Les activités de mise en œuvre du projet ALPTREES comprennent
ALPTREES formulera des recommandations de gestion pour les NNT dans le cadre de différents scénarios climatiques et économiques, sur la base de l'expérience acquise sur des placettes d'échantillonnage combinées à des projections de modèles, à la science citoyenne et à des réunions avec de multiples parties prenantes. Grâce à des notes d'orientation, un manuel des enseignements tirés des retours d’expérience, des actions pilotes transnationales pour les meilleures pratiques de gestion et un système interactif d'aide à la décision en ligne, une interaction étroite entre les parties prenantes et des avantages seront garantis. Un autre résultat novateur du projet est le centre ALPTREES de ressources, outil support opérationnel pour un transfert transnational et interdisciplinaire des connaissances acquises grâce au projet ALPTREES.
Climate change poses major threats to Alpine ecosystems. The Alpine Space (AS) covers a wide gradient including Mediterranean and Atlantic influences in the South and West to continental influences in the East (
Human influence on the spread of NNT includes anthropogenic disturbances, like direct land-use changes that create niches for NNT, human population density, increasing mobility and development in mountainous areas (
Native tree species are increasingly affected by pests, diseases, drought, and increased temperatures (
Simultaneously, some NNT which are able to cope with increasing temperatures like the black locust (Robinia pseudoacia L.) (
Nevertheless, Urban, Peri-Urban and Forest Ecosystems provide crucial goods and services such as attractions for tourism and recreation as well as climate and biodiversity conservation. NNT can support the adaptation of European forests and urban areas to CC, but simultaneously entail risks for biodiversity and ecosystem functions.
Efforts have already been undertaken to responsibly manage NNT and forestry has experiences with responses of potential invasive tree species to their local management (
Map of the Alpine Space region (AS) showing the target territory for the application of the strategy of NNT to be developed in the ALPTREES project. The presence of non-native species in local ecosystems is becoming more common and more challenging to manage, yet NNT management methods and related regulations are often country-specific and not shared regionally/transnational, especially in the Alpine space region.
Stakeholders and residents of the Alpine Space and their future generations will benefit from the sustainable action for CC adaptation, mitigation, and a system change for ensuring ecosystem services. Regional, national and local policymakers, landowners, public authorities, urban planners, regional agencies, and NGOs will benefit from a comprehensive strategy providing valid input for their governance strategies. Conservation managers, forest businesses and alpine communities will be provided with a handbook helping them to optimize their management of NNT in a sustainable and cost-efficient manner. The objectives and nature of activities of ALPTREES follow strategic policy developments in the policy cycle involving analytical assessments aiming at elaborating a transnational strategy for NNT in the AS (Table
Target groups of the ALPTREES project.
Target groups |
Please further specify the target groups |
local public authority |
Municipalities in the AS |
regional public authority |
Regional public authorities will benefit from comprehensive strategy that provides valid input for their governance strategies. |
national public authority |
National authorities are representative of national ministries and benefits from comprehensive strategy that provides valid input for their governance strategies. |
sectoral agency |
Regional agency dealing with forestry, ecology and sustainable development, can gain from comprehensive strategy for valid governance strategies. |
infrastructure and (public) service provider |
Provision of CC and NNT risk management tools for environmental service provider and urban service provider (e.g. tree safety and tree health in cities) |
interest groups including NGOs |
Various NGOs (nature conservation, education,forest protection, rural development)will be invited to participan on pilot actions. |
higher education and research |
Forest/ environment/ agriculture. Univeristies/research centres will be able to use developed database |
education/training centre and school |
Forest/environment educational institutions and local schools; horticulture schools and Local VETs (Vocational Education and Training) institutions for forestry, wood, horticulture and natural environment |
enterprise, excluding SME |
Forest & wood, horticulture & gardening, and Shorth Rotation Forestry (SRF; wood for energy)enterprises |
SME |
Forest & wood, horticulture & gardening, and Shorth Rotation Forestry (SRF; wood for energy) enterprises |
business support organisation |
Consultancy forest/nature conservation/rural planning agencies; |
International organisation under national law |
Constribution to international policies; Observer include international organisation |
International organisation under inter-national law |
Transnational cooperation strategies will provide technical guidance to International organisation under inter-national law; certification bodies e.g. PEFC and FSC |
General public |
Citizens of AS, aim is to increase the awareness and knowledge of NNT |
The overall objective of ALPTREES is to improve knowledge-based decision-making on the responsible use and management of NNT in the AS by developing a transnational strategy. This strategy will evaluate the tradeoffs between promoting CC adaptation through planting adapted NNT while preserving and enhancing biodiversity, ecosystem services and cultural resources of natural forests. Based on scientific analysis, also with the help of a Citizen Science approach, ALPTREES' strategy of sharing knowledge on challenges and best practices as well as the establishment of a transnational network to learn from each other and take advantage of synergies will significantly contribute to the protection, conservation and connectivity of Alpine Space ecosystems. The specific objectives are:
NNT are being discussed as an alternative to adapt European forests to climate change, in the likelihood of a drastic reduction in the distribution range of native tree species in climate change (
Some examples of Policy frameworks and their potential role in the management of NNT in the Alpine space.
Policy framework |
Potential role |
Convention on Biological Diversity |
provision of guidance for safeguarding native biodiversity |
Dir.92/43/EEC |
preserving, protecting and improving the quality of the environment through a risk assessment of NNT and supporting the coherent European ecological network by integrating NATURA2000 sites in pilot actions |
EU IAS Reg.1143/2014 |
early detection of potential risks from NNT; providing information on measures, costs and management options |
European Strategy for the AS: EUSALP Action Groups (AG) Obj.3: Action 6,7,8 |
to strengthen cooperation between AS partner countries to address common challenges in a more effective way |
EU Strategy on adaptation to CC & Green Infrastructure |
ensuring that the AS's green infrastructure is made more resilient against natural and man-made disasters |
In addition, ALPTREES will help to strengthen the sustainable use of natural resources under CC (Action Group 6 of EUSALP) by addressing potential conflicts between stakeholders such as forestry, nature conservation and environmental protection. Outputs for site-specific evaluation of NNT risk/benefit, trade-offs will support the Action Group 8 of EUSALP to improve risk management; the results will provide solutions for protecting against natural and man-made disasters and improving CC management. The project will also target the ecological connectivity of urban, peri-urban and rural areas Action Group 7 of EUSALP.
The Alptrees consortium consists of 12 project partners (PP) from seven countries in the AS. Additionally, a network of 32 observers outside the PPs is invited to actively advising on the project development. The project activities are structured in thematic work packages (WP), which includes management (WPM) and a communication work package (WPC). Technical WPT1 aims to analyze the spatial extent for potential or existing invasive NNT in the AS. This information is essential for risk/benefit and trade-off analysis and therefore for underpinning decision-making including prioritization of sensitive areas of high conservation value. Under WPT2 Risk maps will be developed based on CC projection models, with special emphasis on the forest area, urban forests, the peri-urban interface, and urban trees. These products are essential to support tools for CC adapted decision making in the public and private space. WPT3 will focus on the transfer of knowledge generated in the project to end-users at different levels. Preliminary project results will be shared first with observers, stakeholders and experts from the AS in 2 Transnational Stakeholder Seminars and various separate stakeholder workshops in each AS country during which the Open ALPTREES Knowledge Hub will be furnished with contents. The objective of WPT4 is to provide a transnational strategy for knowledge-based decision-making on responsible use and management of NNT in the AS. Stakeholder commitment will be widely encouraged to integrate diverse knowledge and perspectives into the management of invasive species and to deal with potential conflicts of interest.
Communication improves the understanding of the responsible use of NNT for CC adaptation of European forests and urban areas. Yet, a communication strategy requires cross-sectoral and transnational cooperation to secure the biodiversity, ecosystem services and cultural resources of native forests against the invasion risks that could be represented by NNT. The knowledge gained in the ALPTREES project through transnational cooperation of experts in the ALPTREES PP consortium will be shared through formal and non-formal education tools. In a series of public events both at the national and international levels, like movies/documentaries, scientific conferences, public talking, school activities, forest and horticulture professionals, the PPs will educate stakeholders to engage with science and administration for sustainable development of the biodiversity in the AS. All the communication activities will follow the bottom-up approach “listen – observe – inspire”. The activities will target local policymakers, stakeholders from the forestry industry and urban/rural planning, along with the general public (Table
This proposal was selected to be funded by the Alpine Space Programme on 01.10.2019, which is financed through the European Regional Development Fund (ERDF) as well as through national public and private co-funding of the Partner States (Total eligible costs:2.348.664; EURERDF grant:1.996.364 EUR). The authors thank the respondents who participated in this work.
Funded by the Interreg Alpine Space Programme, financed through the European Regional Development Fund (ERDF) as well as through national public and private co-funding of the Partner States. (Total eligible costs:2.348.664; EURERDF grant:1.996.364 EUR).
A Transnational Cooperation for Sustainable Use and Management of Non-Native Trees in Urban, Peri-Urban and Forest Ecosystems in the Alpine Region.
Austrian Research Centre for Forests (BFW), Vienna, Austria
The idea in this proposal is the property of the ALPTREES project and it partners. Further circulation of this proposal is welcome with reference to the ALPTREES project.
Lead project partner, BFW, Vienna developed the idea of the proposal and the other project partners from Austria, Germany, France, Slovenia and Italy contributed by editing and providing inputs.
The authors and contributors declare no conflict of interest.