Research Ideas and Outcomes : Data Management Plan
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Corresponding author: Dasapta Erwin Irawan (dasaptaerwin@outlook.co.id)
Received: 04 Jul 2018 | Published: 06 Jul 2018
© 2018 Dasapta Irawan, Cut Rachmi
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation: Irawan D, Rachmi C (2018) Promoting data sharing among Indonesian scientists: A proposal of generic university-level Research Data Management Plan (RDMP). Research Ideas and Outcomes 4: e28163. https://doi.org/10.3897/rio.4.e28163
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Every researcher needs data in their working ecosystem, but despite of the resources (funding, time, and energy), that they have spent to get the data, only a few are putting more real attention to data management. This paper is mainly describing our recommendation of RDMP document at university level. This paper would be a form of our initiative to be developed at university or national level, which also in-line with current development in scientific practices mandating data sharing and data re-use.
Researchers can use this article as an assessment form to describe the setting of their research and data management. Researcher can also develop more detail RDMP to cater specific project's environment. In this Research Data Management Plan (RDMP), we propose three levels of storage: offline working storage, offline backup storage and online-cloud backup storage, located on a shared-repository. We also propose two kinds of cloud repository: a dynamic repository to store live data and a static repository to keep a copy of final data.
Hopefully, this RDMP could solve problems on data sharing and preservation, and additionally could increase researchers' awareness about data management to increase the value and impact of their researches.
Research Data Management Plan, open data, data sharing, data repository, reproducible research
Good data management will support scientific discovery (
Every researcher needs data in their working ecosystem, but despite of the resources (funding, time, and energy), that they have spent to get the data, only a few are putting extra attention to data management (
This paper describes a guideline to build a university-level Research Data Management Plan (RDMP) and how it can promote data sharing among scientists. This RDMP would be the first one to be developed at university level in Indonesia. This project is in-line with current development in scientific practices mandating data sharing and data re-use. The goal of this RDMP project are to build awareness about data sharing and preservation to scientists, especially academic staffs, and to build a practical and simple tool to help them manage their research data. The goal of an RDMP project are to guide researchers to manage their data, including curating, storing, sharing, and preserving it for immediate and future use.
This RDMP proposal is largely extracted from our experience in developing RDMP for an international research collaboration funded by RCUK (Research Council UK) (
The concern to having a proper RDMP was triggered by difficulties faced by researchers to find data from another researcher or previous research and to extract data from reports. The other problem is to find guidelines, especially in Indonesia, on how to appropriately manage your research data, to store them, and to keep them available in the long run. Clearly scientists have issues on how to re-use dataset from prior research, how to cite them into their own work (re-use), and how do they know the limitation of such action.
Due to the large effort to get data in terms of funding, time, and energy, the life time of data should be more than one or two years, as we find to be the general nature in Indonesia research ecosystem (
Researchers can use this article as an assessment form to describe the setting of their research and data management requirements from potential funder. Researchers can develop more detail RDMP to cater specific project's environment. They should justify the setting of their research and requirement of the funder regarding data sharing and data preservation.
The proposed RDMP is divided into seven components:
Given the different nature of research, funders, and DMP standards, we refer to the following sources in developing this RDMP:
This RDMP covers the following type of data or document which are considered as data source:
Although most of researchers use Microsoft-based applications and Most open repositories accept and provide native viewer for many formats, but the following are our choice of formats. You may refer to University of Sydney RDMP file formats or Cornell University’s preservation file formats for more information.
Spreadsheets
It should be written in text format, eg: csv (comma separated value), or txt (using tab separated value). Data creators should format the spreadsheet in a "database" format:
Documents
We recommend text-based (ASCII) file, eg: txt, Markdown, or any other text format that can be created and read using plain text reader like Notepad
Audio/video recordings
Images and maps
Emails (project communications)
Although most researchers are now using proprietary email clients like Ms Outlook or Apple Mail, but they need to store selected emails in to plain text as well.
Files are uploaded to online repository and organized into folders by phase or by working package. If the file organization get too complicated to accommodate into a set of folder structure, then it should be separated and linked together. We recommend the following set of folders to organize the files.
root folder:
Some field of research may have other specific folder arrangement, but generally they should have the components in the figure. If some team members choose to maintain a Google Drive, DropBox, Onedrive or other cloud services, then they should make an accessible link to the drives or folders and register the links to the data repository. To accommodate limited storage, Principal Investigator (PI), Co-PI, and team members may also maintain an open repository, such as: OSF, Figshare, Zenodo, GitHub, GitLab, and other similar services, given that such services offer version control and access option features. All services should be linked together to a central repository. The team may also maintain a dedicated project website to store the data and related research documents, to keep track of the activities, and to store the project's repository or storage structure.
All data will be preserved in open formats to ensure that its readability in the future. A metadata should be attached into each data file, or in some instance, a data folder. A Readme file should be included in the root folder containing folder structure, general overview and some context of the data.
All deliverables (data, reports, presentations, preprints) should be recorded, listed, and stored in the project repository. A Readme file may be useful to describe the context, time frame, location, structure, and status of the files. A data staff (DS) may be assigned to check the status of the documentation.
We recommend the following minimum metadata schema for general data:
For geospatial dataset, we refer to the ISO 19115-1:2003 geospatial metadata standard, which is also used by the Badan Informasi Geospatial of Indonesia (Indonesia Board of Geospatial Information). The following tables contain minimum metadata schema for general dataset and general geodataset (link to worksheet, open the related sheet).
We anticipate less than five gigabyte of data and documents to be generated by the project. As far as possible data will be deposited in long term archives. A minimum of 10 years of preservation should be in consideration, but there are open repositories that provide longer preservation, eg: up to 50 years or more. Data should be deposited at the start of the project and ended by the time final report submitted to the project funder. An embargo period (maximum of two years) may be assigned if needed. Following the end of the embargo period, an assigned data staff must make the data publicly available until minimum of 10 years.
Data and documents are stored on a three storage levels:
We suggest the following backup strategies:
The research team, relevant members of the research team, and project participants will be granted access to the data repository and to other online services. The access will be set through a unique userid and password system before embargo period ends. The minimum access for the above-mentioned parties will be "read-write" access. While "administrator" role should be given to the PI and at least two other team member one Co-PI and data staff. After exceeding the embargo period, the data repository will be made public.
Selection of material
All final materials as follows will be kept available in the Institutional Repository and OSF dynamic repository:
All intermediate and ongoing files, including data and other documents will be made available in the OSF dynamic repository.
Preservation
Long term preservation of publicly available data will be through appropriate repositories including institutional repository. More than one archive may be selected using the LOCKSS principle or FAIR principle for data sharing as the main criteria. In this case, we recommend OSF dynamic repository and static institutional repository.
For all data generated from a research, we may ask the data creator to convert it from any proprietary file formats to open formats for long term preservation. Other option would be to have a data staff (DS) may be assigned to work on file conversion. The data creator or DS should ensure the anonymization/de-identification upon sensitive data.
In general sense, we recommend sharing raw, processed, analyzed, and final dataset. However, given the nature of the project, PIs may appeal for another form of data sharing. They could fill in data assessment form in order to come up with appropriate data sharing mechanism. PIs may have to:
We recommend to use moderate licenses, eg: CC-BY license, MIT license, and Academic Free License, as the default license for data and also for all resulting documents. However for PIs may propose another license, such as CC0 waiver, CC-BY-SA. For sensitive data, PIs may suggest a restrictive license.
All data and data repository should be able to be found by at least one indexing services, eg: Google Scholar. Common repositories are now accessible via BASE and ONESearch (a feature from Indonesia National Library and Archive). To be formally cited, we also recommend the usage of persistent link, eg: DOI from CrossRef or Datacite.
PI and an assigned DS are responsible for research data management. This includes file conversion, classifying and managing the various research outputs identified in this RDMP, throughout the research cycle and during the lifetime of the data.
In the case of a change of PI or DS, responsibility will be transfered to the one of the Co-PIs or to a DS assigned by the PI or institution.
Aside to the data collection phase, the major costs of data management for the project are for management and storage components. The management components should be funded by research project, while the storage is the responsible of university, or a PI may select a free-open repositories.
An Intellectual Property Rights (IPR) officer at university level is very much needed in this case, but researchers should also have enough basic knowledge regarding this subject.
A university-level or several faculty-level Data Steward (DS) should be assigned to ensure the management of sensitive data and general data management in general. The access to the such data may be restricted to PI, one of the Co-PIs, and the DS. The DS will have a checklist form to help them assess the situation.
Users must register to access the data or contact University DS and filling out a sensitive data usage form. The form then will be evaluated by university-level or faculty/school-level DS, given that the DS should also consult with the data creator or original researcher.
IP rights for the project are held by the university, or it could be a joint IPR management for joint research activity. It should be clearly mentioned in the data agreement.
We thank the following persons for their feedback and corrections to this article: the repository team of Institut Teknologi Bandung, Willem Vervoort and Gene Melzack (from University of Sydney), Driajana, Akhmad Riqqi, and Yudi Darma (from UDARA team), and also Sarah Lindley (from University of Manchester), open science community and INArxiv preprint server users
The university solely, or in case of a joint research, the hosting institution should be clearly stated in the data sharing and ownership agreement.
Both authors contribute evenly in this article.
Both authors declare no competing interest upon the publishing of this paper.