Research Ideas and Outcomes : Small Grant Proposal
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Corresponding author: ElHassan ElSabry (doc14153@grips.ac.jp)
Received: 08 Jan 2017 | Published: 13 Jan 2017
© 2017 ElHassan ElSabry
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation: ElSabry E (2017) Mapping Open Access Societal Impact. Research Ideas and Outcomes 3: e11743. https://doi.org/10.3897/rio.3.e11743
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A proposal to create a comprehensive online resource documenting the usage of Open Access research outside academia including an evidence base, a world map showing instances of impact and a forum for discussing methods to measure the societal impact of Open Access.
open access; societal impact of research; altmetrics
The bulk of research about Open Access tries to investigate its effects on the academic community. Much research was done about things like the OA citation advantage and the impact of different publishing models on library budgets. Nowadays, Open Access advocacy remains to a large extent dependent on arguments about its benefits to academia. This unintentionally results in presenting the problem of access to research as one existing only within the boundaries of the research community. Needless to say, arguments like the taxpayer right to access research they fund are (and will continue to be) used to provide moral justification for open access. However, its underlying assumption is that access to research is something taxpayers see as valuable. There were several attempts to try to demonstrate and quantify this value. They were mostly on a narrow scale and many of them contained mainly anecdotal evidence. There is a need to create a resource that would aggregate all these previous efforts, promote further investigation and act as a solid evidence base to support claims about OA’s utility to taxpayers.
The idea is to create a comprehensive online resource documenting the usage of Open Access research outside academia.
This project is expected to fulfill three main objectives. The first one is an aggregation of all currently available (formal and anecdotal) evidence on the impact of Open Access on society in one comprehensive resource. It will be the first to achieve this. The second objective is providing the ability to organize this evidence (as well as evidence yet to be produced) in a presentable, easy to navigate manner, which would help different communities utilize it for different purposes. The third objective is the production of advocacy material that can support the case for Open Access both with academics and with policymakers. For academics, it will encourage those who seek wider impact for their research endeavors. For policymakers, it will reframe the argument for Open Access as a social need (as opposed to a problem confined to the scholarly community), with implications on many segments of society. This would hopefully bring the Open Access debate higher on the policy agenda.
Section 1: Open Access Impact Map
This will be an interactive (world) map of stories about the usage of OA research outside academia. It will be searchable by region, type of evidence (e.g. personal experience, case study) and type of user (industry, citizen scientist, patient group, etc.). Similar maps have been already created do demonstrate the impact of Open Data*
Section 2: Evidence Base
This section is concerned with actual research done to investigate the usage of OA research. It will contribute two things. First, it will give summaries for all studies conducted so far about the usage of OA research in non-academic contexts. As much as possible, summaries will be structured similarly to enable comparisons and to help in identifying gaps in research.
The second contribution will be a theoretical framework, based on previous studies in fields where the science/society interface is investigated (e.g. evidence-based practice, citizen science, public understanding of science) to provide context for the evidence base. The aim is to identify all possible venues for usage of academic research in society. Then, by fitting the available studies in the framework, we are in a better position to decide on where more research is needed. However, the main outcome will be constructing better arguments to support taxpayer right to access research and, perhaps more importantly, identifying which groups (among taxpayers) are likely to help in pushing OA advocacy forward.
Section 3: Research Ideas
Both the Map (Section 1) and the Evidence Base (Section 2) will be dynamic in the sense that they will constantly change based on input from the curators and the community (using an online form to submit new stories and studies). Section 3 will act as the community forum where ideas are born for new studies (or new sources for stories). Based on the framework form Section 2, it will have a webpage for each community (e.g. patients, NGOs, startups) that could potentially benefit from access to research. The page visitors can suggest methods on how to quantify the impact of OA on that group. Each idea can be rated and discussed (through comments) by all visitors. For example, one idea is to survey startup companies to determine the extent to which they use academic research to develop new products. Such idea can be uploaded to this section and made open for people to discuss issues like what type to companies to target, what measures of success to use, how to choose the sample, and how to link results to economic development.
There are several potential sources to gather information about the impact of OA on society. Except for WhoNeedsAccess.org, none of them was created with this as its sole purpose.
A period of one year is expected for the implementation of the project. The breakdown of stages and roles of different actors is outlined in Table
Tentative Schedule for Implementation
Duration |
Lead Researcher(s) |
3 Researchers |
Web Developer |
1 month |
initial planning, exchange of ideas & learning from similar projects |
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2 months |
identifying & summarizing studies (for Section 2) |
mining other data sources and extracting relevant information |
basic website design |
1 month |
reflecting on available data and discussions about the details of the website design |
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2 months |
framework development |
tagging data for inclusion in the website’s database |
map and database programming |
1 month |
data entry and customization (Section 1&2) |
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1 month |
trial period (Sections 1&2) and discussions on the design of Section 3 |
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1 month |
contributing content to section 3 |
design of Section 3 |
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1 month |
website launch and promotion campaign |
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2 months |
final report, booklet and 1 pager * |
The details of the budget are outlined in Table
Preliminary Budget
Item |
Description |
Cost (in USD) |
Personnel |
Lead Researcher |
18,000 (1,500 per month) |
Researcher 1 |
10,800 (900 per month) |
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Researcher 1 |
10,800 (900 per month) |
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Researcher 1 |
10,800 (900 per month) |
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Web Developer |
5,000-10,000 |
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Altmetric.com Commercial API License |
to identify usage of OA research |
???? |
Final Report |
Editing & Publishing |
3,000-5,000 |
Booklet & 1-pager |
Graphic Design |
1,000-2,000 |
SUBTOTAL |
67,400 |
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Organization Overhead |
10% |
6,740 |
TOTAL COST |
74,140 |
I would like to thank all particpants of OpenCon 2016 and more specifically those who took part in my session (co-organized with Juan Pablo-Alperin) on the "Impact of OA beyond Academia" for the fruitful discussions we had about my project.
The Open Data Impact Map is a project of the Open Data for Development Network (OD4D). It contains publicly available data (free access and reuse) about organizations that use open government data from around the world.
The OER Impact Map is a project by the OER Research Hub containing information about the impact OER are making globally (both positive and negative).
to be published under CC-BY